Global Head of Compliance Surveillance

16 hours ago

Sydney, Australia Macquarie Group Limited Full time

-Join our Global Compliance Leadership team based in Sydney and lead a team who play a pivotal role overseeing trade and electronic communication surveillance across all Macquarie businesses and support groups.At Macquarie, our advantage is bringing together diverse people and empowering them to shape all kinds of possibilities. We are a global financial services group operating in 31 markets and with 56 years of unbroken profitability. You’ll be part of a friendly and supportive team where everyone - no matter what role - contributes ideas and drives outcomes.- What role will you play?
As the Global Head of Compliance Surveillance, you play a key role in maintaining a strong compliance culture and an effective control framework in a highly regulated environment. This role will focus on ensuring the market abuse framework is appropriate and effective globally. You will be responsible for the strategic development of surveillance scenarios that are tailored to identify potential misconduct or activities counter to our obligations as a market participant, including market manipulation, market misconduct and insider trading as they may materialise within the electronic communications or trading activities across our businesses.
You will lead a global team, working closely with Business colleagues, Business Compliance, Operational Risk and Financial Crime Risk to ensure that the firm’s strategic infrastructure, processes, controls and staff function in keeping with Macquarie’s policies and regulatory expectations. You will liaise directly with internal and external (regulators) stakeholders to ensure compliance with regional and global regulatory requirements.
- What you offer
- Experience in a similar role within a Global Financial Institution with a deep understanding of trading and surveillance within asset management, markets and investment banking
- Prior experience leading large global and high performing teams across multiple jurisdictions
- Excellent stakeholder management skills, with the ability to develop relationships with a wide range of stakeholders, both internally and externally.
- Familiarity with both regional and global regulatory regimes pertaining to Risk Surveillance.
- We love hearing from anyone inspired to build a better future with us, if you're excited about the role or working at Macquarie we encourage you to apply.- About the Risk Management Group
Our Risk Management Group works as an independent, and centralised function, responsible for independent and objective review and challenge, oversight, monitoring and reporting in relation to Macquarie’s material risks. We are a global team that aims to manage the risks of today and anticipate the risks of tomorrow. Our divisions include compliance, credit, financial crime risk, internal audit, market risk, operational risk, aggregate risk and prudential, and central.- Our commitment to diversity, equity and inclusion

  • Head of Surveillance Technology

    4 days ago

    Sydney, New South Wales, Australia Macquarie Group Full time $150,000 - $250,000 per year

    Our Surveillance Technology team designs and delivers innovative solutions that support both electronic communications and trade surveillance across Macquarie. We work closely with global teams to provide scalable, secure, and high-performance systems that enable real-time analytics, data transformation, and regulatory compliance. By partnering with...

  • ▷ [Apply Now] Head of Surveillance Technology

    4 weeks ago

    Council of the City of Sydney, Australia Macquarie Bank Limited Full time

    Our Surveillance Technology team designs and delivers innovative solutions that support both electronic communications and trade surveillance across Macquarie. We work closely with global teams to provide scalable, secure, and high-performance systems that enable real-time analytics, data transformation, and regulatory compliance. At Macquarie, our...

  • Market Surveillance Analyst

    9 hours ago

    Sydney, New South Wales, Australia 26 Degrees Full time $80,000 - $120,000 per year

    About us26 Degrees is a specialist multi-asset prime broker based in Sydney, Cyprus, London and Tokyo. The company specialises in providing prime services to brokers, hedge funds, asset managers, proprietary trading firms and professional traders. We are constantly in search of hungry people to join the team and challenge the status quo. We want dreamers and...

  • Product Owner Trade Surveillance

    6 days ago

    Sydney, Australia Macquarie Group Limited Full time

    -Join a dynamic team within our Compliance Division, responsible for ensuring Surveillance platforms, models, and coverage meet the risk requirements of Macquarie Business Groups. At Macquarie, our advantage is bringing together diverse people and empowering them to shape all kinds of possibilities. We are a global financial services group operating in 34...

  • Trade Surveillance Manager

    3 weeks ago

    Council of the City of Sydney, Australia Macquarie Bank Limited Full time

    Overview Compliance & Regulatory, Risk Management Join our Global Surveillance team based in Sydney who play a key role conducting surveillance for potential market manipulation and misconduct and misuse of electronic communications. At Macquarie, our advantage is bringing together diverse people and empowering them to shape all kinds of possibilities. We...

  • Surveillance Analyst

    2 weeks ago

    Sydney, Australia The Star Entertainment Group Full time

    **Internal Opportunity!!** **About us** **About the role** The Surveillance Analysis & Investigation Unit provides tremendous value to the business by leveraging Surveillance technologies, resources, and business intelligence tools to deliver exceptional insights, solutions, and support. The wide array of resources and tools allow the unit to be relevant...

  • Market Analyst, Surveillance

    11 hours ago

    Sydney, New South Wales, Australia ASX Full time $80,000 - $120,000 per year

    ASX: Powering Australia's financial marketsWhy join the ASX?When you join ASX, you're joining a company with a strong purpose – to power a stronger economic future by enabling a fair and dynamic marketplace for all.In your new role, you'll be part of a leading global securities exchange with a strong brand. We are known for being a trusted market operator...

  • Compliance Officer

    2 weeks ago

    Sydney, New South Wales, Australia Hays | Banking Full time $80,000 - $120,000 per year

    Your new companyGlobal Financial services market participant who are in strong growth mode and expanding in Australia and globally. They cover products such as Equities, Options, ETFS, Margin Lending for leading markets. Your new roleThis position offers exposure across both traditional financial markets and digital assets, supporting two regulated entities...

  • ▷ [High Salary] Trade Surveillance Manager

    3 weeks ago

    Sydney, Australia Macquarie Bank Limited Full time

    Compliance & Regulatory, Risk Management Join our Global Surveillance team based in Sydney who play a key role conducting surveillance for potential market manipulation and misconduct and misuse of electronic communications. At Macquarie, our advantage is bringing together diverse people and empowering them to shape all kinds of possibilities. We are a...

  • Regional Head of Compliance

    1 week ago

    Sydney, Australia Rabobank Full time

    The CRO Rabobank ANZ (RANZ) provides strong risk governance and an effective risk framework, challenging and advising on risk taking, pro-active monitoring of the risk profile and controls. The main objective of CRO RANZ is to enable the RANZ business to achieve its strategic goals within the local regulatory environment; and our risk appetite, building...