Investment Governance Specialist

17 hours ago

Sydney, New South Wales, Australia beBeeInvestment Full time $180,000 - $210,000
Investment Governance Specialist

We are seeking a highly skilled Investment Governance Specialist to join our team. As an Investment Governance Specialist, you will be responsible for providing regular production and accurate compliance monitoring for Mercer Investments (Australia) Limited.

Key Responsibilities:
  • Monitor adherence to procedures and control checks on a daily/monthly/quarterly basis.
  • Take ownership of the quarterly third-party fund manager due diligence questionnaire process.
  • Assist with the investigation of breaches and incidents and ensure timely resolution and improvement to the control environment.
  • Assist with regulatory filings and review OTC derivatives reporting.
  • Monitor shareholder reporting requirements including any FIRB exclusions and investment mandate exclusion monitoring.
  • Suggest improvements to manual processes and streamline processes for efficiency.
  • Escalate any exceptions to senior stakeholders.

Requirements:

  • Investment compliance experience from a fund or investment management background (3+ years).
  • A strong understanding of fund or investment management processes, including the drivers behind market movements and knowledge of asset manager processes.
  • Strong Excel skills are essential.
  • Tertiary qualification and/or industry-specific qualification.
  • Experience with a Big 4 or mid-tier professional services firm preferred but not essential.

What You'll Gain:

  • An opportunity to work in a dynamic and supportive environment.
  • The chance to develop your skills and expertise in investment governance.
  • A competitive salary and benefits package.

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