Business Partner, Compliance Specialist
2 weeks ago
We are seeking a proactive and knowledgeable Business Partner, Compliance Specialist, to support the implementation of our enterprise-wide Compliance Management Framework. In this pivotal role, you'll be instrumental in ensuring that Equity Trustees has a strong and effective system for monitoring compliance obligations and controls.
As the trusted Business Partner and 2nd line adviser, you'll work closely with our Corporate Trustee Services (CTS) business unit, providing expert guidance and support. Beyond this, you'll take ownership and act as the subject matter expert for key policies and frameworks across the broader EQT Group.
Key Responsibilities- Serve as the primary Business Partner for CTS, offering compliance advice and support.
- Advise the CTS business unit on compliance and regulatory matters, ensuring adherence to the 3 Lines of Defence model and strong client relationships.
- Oversee the Conflicts Management Framework, compliance training, incident and breach management, complaints handling, and AML/CTF monitoring.
- Collaborate with other Compliance Partners and the Risk team to ensure a unified approach to compliance and governance.
- Build and maintain relationships with stakeholders, contributing to projects and resolving conflicts.
- Ensure compliance with legislation, conduct control testing, manage incidents, and guide complaint resolution.
- Proven experience as a Risk/Compliance Manager, with a strong track record of delivering results.
- Deep expertise in the Financial Services sector, particularly within the Superannuation industry.
- In-depth understanding of the Corporations Act and SIS Act, and how these apply to the operations of the EQT Group.
- Comprehensive knowledge of the regulatory environment in which EQT Group operates.
- Familiarity with automated compliance systems, with the ability to leverage technology for efficient monitoring and reporting.
Equity Trustees was established in 1888 and is now one of Australia's largest specialist trustee companies. We help our clients grow, manage and protect their wealth now and for generations to come. As a trustee company, it is our responsibility to always act in our clients' best interests, ensuring they feel safe, valued, and cared for.
We are committed to providing a workplace that is flexible, rewarding, and supportive of individual development. Just as you will help us grow our business, we will help you grow in your career.
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