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Compliance and Risk Manager

2 months ago


Waverley Municipal Council, Australia AltX Ventures Management Services Pty Ltd Full time
Job Description

AltX Ventures Management Services Pty Ltd is seeking a highly skilled and experienced Compliance and Risk Manager to oversee the legal and compliance functions of our lending business.

Key Responsibilities:
  • Legal Advice: Provide expert advice on a wide range of legal issues related to the lending business, including contract law, consumer credit law, privacy law, and financial services regulation.
  • Contract Management: Draft, review, and negotiate contracts, agreements, and other legal documents to ensure the company's interests are protected.
  • Dispute Resolution: Manage and resolve legal disputes, liaising with external counsel as necessary.
  • Regulatory Compliance: Develop, implement, and maintain compliance programs to ensure adherence to AFSL and ACL requirements.
  • Compliance Audits: Conduct regular compliance audits and risk assessments, identifying and mitigating potential compliance risks.
  • Regulatory Liaison: Liaise with regulatory bodies such as ASIC, APRA, and AUSTRAC, ensuring timely and accurate reporting and communication.
  • Compliance Training: Manage the company's compliance training programs, ensuring all staff are aware of and understand their compliance obligations.
  • Customer Complaints: Oversee the handling of customer complaints and breaches of compliance, ensuring appropriate investigation and resolution.
Requirements:
  • Education: Bachelor's degree in law (LLB) with admission as a solicitor or barrister in Australia.
  • Experience: Minimum of 5 years' experience in a legal and/or compliance role within the financial services industry, preferably in lending.
  • Skills: In-depth knowledge of AFSL and ACL regulatory requirements, experience working with regulatory bodies, and proven experience in managing compliance programs and conducting compliance audits.