Compliance Risk Analyst

1 week ago

Sydney, New South Wales, Australia beBeeCompliance Full time $120,000 - $140,000
Job Overview

We are seeking a skilled compliance control analyst to join our team in Sydney. This role will involve driving or working as a team member on investment suitability and cross border controls review and testing of the Global Wealth Management division.

As a compliance control analyst, you will be responsible for analysing and assessing risks arising from both the business and support functions, identifying and evaluating the design, implementation and effectiveness of controls designed to address those risks.

You will also be required to document and communicate review findings, root causes and risks, and prepare reports of reviews for senior management. Additionally, you will develop recommendations for items that solution owners should consider when finalizing their action plans.

Key Responsibilities
  • Drive or work as a team member on investment suitability and cross border controls review and testing of the Global Wealth Management division
  • Analyse and assess risks arising from both the business and support functions
  • Identify and evaluate the design, implementation and effectiveness of controls designed to address those risks
  • Document and communicate review findings, root causes and risks, and prepare reports of reviews for senior management
  • Develop recommendations for items that solution owners should consider when finalizing their action plans
Requirements
  • 3-4 years experience in external or internal audit or compliance controls testing within the financial industry
  • Strong analytical skills and quantitative approach to problem solving
  • Able to quickly understand complex processes and challenge the status quo, identify risks and inadequacies in procedures
  • Willingness to keep up with industry, regulatory developments and learn new concepts and methods
  • Ability to effectively communicate with senior stakeholders
  • Risk focused, and capable of using data analytics to gain insights into business trends and identifying outliers
What We Offer

As a compliance control analyst at our company, you will have the opportunity to work in a dynamic and supportive environment. You will be part of a talented team of professionals who are passionate about delivering high-quality results. We offer a range of benefits, including competitive remuneration, professional development opportunities and a positive work-life balance.

Why Join Us

Our company is committed to making a positive impact in the community. We believe in creating a workplace culture that values diversity, equity and inclusion. We offer flexible working arrangements and encourage our employees to pursue their passions outside of work. If you are a motivated and driven individual who is looking for a new challenge, we would love to hear from you.

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