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Compliance Expert
2 weeks ago
The Compliance Specialist is a critical team member for Fund Services' 1st line Risk and Compliance. This role provides regulatory oversight across Member Operations, reviewing and approving activities and materials. As a subject matter expert, the Compliance Specialist serves as a technical resource for Fund Services.
This is a 12-month contract opportunity to drive compliance excellence within our organization.
Responsibilities
- Conduct day-to-day compliance reviews, assessments, feedback and sign-off for Fund Services teams (Member Administration & Performance, Insurance Operations & Claims, and Remediation Management).
- Perform compliance assessments on Member Operations incidents in accordance with the Fund's Incident Management and Breach Reporting policy.
- Provide expertise on projects or initiatives to ensure compliance with relevant legislation, regulations and Prudential Standards.
Requirements
- Commitment to organizational values and purposes.
- Minimum 3 years' experience in financial services compliance and understanding of financial products and business processes.
- Experience with and knowledge of financial services regulations.
- Strong knowledge of risk and compliance frameworks.
- Critical thinker with strong analytical and problem-solving skills.
- High level of personal integrity and ability to handle confidential matters professionally.
- Commercial acumen.
- RG 146 is desirable.
Why Join Us?
We offer colleague development opportunities with ongoing learning, coaching and training. Our flexible working arrangements support a blended work environment. We champion safety, respect, inclusiveness and diversity, and are committed to supporting our diverse workforce. If you require reasonable adjustments, please let us know.
What's Next
Apply now if you share our values of Energy, Integrity, Generosity of Spirit and Excellent Outcomes. We're looking for talented professionals who can contribute to delivering outstanding results in a challenging, growing and rapidly evolving team.
Progress powered by purpose.
Job Details
- Mid-Senior level position.
- Full-time employment.
- Finance job function.
