Compliance Expert Leader

1 week ago


Melbourne, Victoria, Australia beBeeRisk Full time $150,000 - $180,000

The Role

We're seeking an expert to lead our risk and compliance activities in Australia.

Our ideal candidate will have a strong understanding of the Australian Financial Services industry and related regulatory environment.

This role goes beyond internal processes, offering opportunities to make a real impact on clients by supporting the evolution of their risk and compliance practices.

Responsibilities:

  • Be the go-to expert in risk and compliance, fostering a culture of awareness and adherence within the organization.
  • Collaborate with senior leadership to enhance our Risk Management and Compliance Frameworks and associated policies.
  • Keep our Risk & Compliance policies and procedures up to date and monitor compliance.
  • Assist with various risk and compliance matters, including regulatory guides.
  • Develop and implement effective due diligence policies and procedures.
  • Monitor key risk indicators, loss events, and reports to identify opportunities for control improvements and provide recommendations.
  • Provide expert advice to clients and projects on risk and compliance matters.
  • Ensure compliance with service level agreements by staying updated on client requirements.
  • Investigate and address any risk events or breaches, determine their root causes and take appropriate remedial actions.
  • Conduct assurance activities to assess the effectiveness of risk controls.
  • Prepare monthly risk and compliance reports for clients.
  • Offer guidance to internal and external stakeholders on compliance and risk matters related to Wealth Management products.
  • Provide independent oversight and advisory services to the business, including project delivery and risk assessments for changes or outsourcing.
  • Collaborate with Internal Audit, project and process governance teams, legal departments, and other Risk and Compliance professionals to strengthen our controls framework.

Requirements:

  • A relevant tertiary qualification or equivalent.
  • Prior experience in internal audit, risk or compliance is required.
  • Extensive knowledge in Platform/Wrap offerings including IDPS/IDPS-Like and Superannuation Products.
  • Sound knowledge of the Australian Financial Services industry and the related regulatory environment including AML/CTF Act, Privacy Act; Corporations Act, SIS Act.
  • Demonstrated understanding of familiarity with relevant APRA Prudential Standards, ASIC Regulatory Guides and AUSTRAC requirements.
  • Prior in-depth knowledge of reviewing and advising on marketing collateral and PDS in line with regulatory requirements.
  • Strong relationship management and interpersonal skills.
  • Demonstrated ability to support required behavioural and cultural change, as well as possess strong commercial acumen and pragmatic approach to driving change.

Benefits:

  • A competitive salary.
  • Financial rewards for high performance.
  • Global career opportunities in several countries.
  • Generous employee benefits, including 20 days annual leave plus an extra 6 paid days after 12 months.
  • Full health and life insurance coverage.
  • Volunteer leave.
  • Company Paid Parental Leave.


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