Market Compliance Expert

2 weeks ago

Hobart, Tasmania, Australia beBeeRegulatory Full time $123,444 - $144,386
Financial Surveillance Specialist Role

This is a 12-month opportunity to lead surveillance and compliance work for wholesale market intermediaries and issuers with a focus on private markets. Your expertise will strengthen standards and trust in Australia's financial system.

Main Responsibilities:
  • Review and test the compliance of intermediaries and issuers through on-site surveillance and desk-based reviews.
  • Provide strategic analysis, evaluation, and guidance on technical and policy issues relating to private markets, emerging trends, and risks.
  • Draft high-quality documents including surveillance findings, memoranda recommending regulatory actions, public reports, guidance, and briefings to senior leaders.
  • Lead and manage surveillance projects, ensuring timely delivery of outcomes.
  • Collaborate with colleagues across teams to contribute to multi-disciplinary projects and share knowledge and insights.
About You

You have relevant tertiary qualifications in law, commerce, finance, or a related discipline, and strong knowledge of private markets, private credit, private equity funds, and wholesale OTC markets. Your experience from a legal, compliance, risk, or business analyst role within financial services - such as investment management, corporate finance, investment banking, or a regulatory environment - will be valuable.

You demonstrate sound judgement, strategic thinking, and the ability to clearly communicate complex information to varied audiences. You can manage competing priorities, lead projects to completion, and work collaboratively across multidisciplinary teams.

This role requires a professional who is passionate about maintaining the integrity of the financial system and protecting consumers from harm.

Key skills and qualifications include:

  • Tertiary qualification in law, commerce, finance, or a related discipline.
  • Strong knowledge of private markets, private credit, private equity funds, and wholesale OTC markets.
  • Experience from a legal, compliance, risk, or business analyst role within financial services.
  • Sound judgement, strategic thinking, and communication skills.
  • Able to manage competing priorities and lead projects to completion.

We are looking for an individual who can bring their expertise and passion to this role and contribute to delivering on our purpose, vision, and strategic priorities.

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