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Investment Compliance Specialist
3 weeks ago
This is a key position within our organization that focuses on daily monitoring of regulatory rules within client investment portfolios and assisting in the investment process. It requires strong interaction with clients and investment managers to deliver high-quality service by addressing queries, resolving issues, and participating in client service meetings and reviews.
- Deliver Investment Compliance Services:
- Provide Expertise and Support: Offer specialized knowledge and support to help navigate the complexities of investment compliance.
- Facilitate Effective Communication:
- Enhance Operational Efficiency:
- Develop Strategic Initiatives:
- Collaborate with Stakeholders:
Requirements and Qualifications: A minimum of 2-3 years of experience in investment compliance or a related field, along with tertiary qualifications preferred but not required for those with significant industry experience.
