Compliance Manager
4 days ago
At HSBC, we value different perspectives and succeed together by collaborating across boundaries. We take responsibility and hold ourselves accountable to get things done.
About the RoleWe are seeking a Compliance Manager - Regulatory Oversight to join our team in a key risk management role.
The successful candidate will have a broad and deep understanding of businesses, regulatory and industry issues, as well as the competitive landscape.
You will stay abreast of the rapidly changing regulatory environment as it relates to Regulatory Compliance Risk and the more stringent regulatory interface and intervention across multiple jurisdictions.
Main Responsibilities:
- Risk stewardship, and advice and support, with respect to regulatory change impacting all businesses and their implementation.
- Advice and support with respect to Regulatory Compliance Risk related regulatory breach assessments and reporting to regulators.
- Advice and support with respect to internal, external and regulatory reviews and audits relating to Regulatory Compliance Risk.
- Risk stewardship with respect to Regulatory Compliance Risk related training requirements on an entity basis.
- Working with Risk and Compliance senior management, the role requires strong partnership with key stakeholders within the businesses.
-
Compliance and Risk Specialist
4 days ago
Sydney, New South Wales, Australia Compliance & Risk Management Recruitment Full timeJoin Our Team: As a Risk and Insurance Lead, you will be part of a collaborative and skilled team, working closely with senior management and the board to drive business growth and development. This is a great opportunity for someone looking to take the next step up in their career and have ownership and the drive to execute their strategy.What You'll Be...
-
Compliance Manager
4 days ago
Sydney, New South Wales, Australia BeathChapman Pte Ltd Full timeAbout the Role:We are seeking an experienced Compliance Manager to join our team at BeathChapman Pte Ltd. As a key member of our compliance department, you will be responsible for ensuring that our business activities are conducted in accordance with all relevant laws and regulations.Key Responsibilities:Elevate your Compliance & Legal career with a thriving...
-
Compliance Manager
1 week ago
Sydney, New South Wales, Australia Alcidion Full timeCompliance ManagerWe are looking for a Compliance Manager to ensure that Alcidion meets all necessary regulatory standards and certifications within the healthcare sector. In this full-time position, you will be responsible for developing, implementing, and maintaining compliance policies and ensuring adherence to all relevant industry standards. The role...
-
Compliance Manager
3 weeks ago
Sydney, New South Wales, Australia Tideri Jobbörse Full timeDue to the launch of our personal wealth badvisoryb business perpetual singapore is seeking a compliance manager here are some specifics about the opportunity
-
Compliance Manager
4 days ago
Sydney, New South Wales, Australia upcover Full timeInsurance… slow, outdated, and a frustrating experience for businesses. But it doesn't have to be. For businesses and fast-moving startups / scaleups, the customer experience has fallen far behind, leaving them underserved and at risk. At upcover, we're flipping the script by providing innovative, tech-driven insurance solutions that businesses...
-
Compliance and Risk Manager
1 day ago
Sydney, New South Wales, Australia Cboe Full timeAbout the JobCboe Global Markets is seeking a highly skilled Compliance and Risk Manager to join our team. As a Compliance and Risk Manager, you will play a crucial role in ensuring compliance with regulatory requirements and identifying, assessing, and mitigating risks across various departments within Cboe.Responsibilities:Develop and implement effective...
-
Compliance Program Manager
3 days ago
Sydney, New South Wales, Australia ClearCompany Full timeJob DescriptionWe are looking for a Compliance Program Manager to join our team at ClearCompany. As a key member of our organization, you will be responsible for overseeing AWEX's integrity and compliance programs.Your key areas of focus will include:Audit & Compliance Management - Oversight of third-party auditor and compliance processes.Innovative...
-
Senior Compliance Manager
6 days ago
Sydney, New South Wales, Australia Dimensional Fund Advisors Full timeAbout the JobWe are looking for an experienced Senior Compliance and Risk Manager to join our team. In this role, you will be responsible for coordinating facilitation of Dimensional's Operational Risk Management Framework.Your key responsibilities will include:Developing, implementing, and maintaining Dimensional's operational compliance program.Ensuring...
-
Compliance Risk Manager
4 days ago
Sydney, New South Wales, Australia TMGM Webinar Ride the Gold Wave Full timeTMGM Webinar Ride the Gold Wave is a global online trading and investment services provider with a presence in Asia Pacific. As a trusted CFD trading provider, we pride ourselves on regulatory compliance, technological innovation, and customer service.We are seeking an experienced Compliance Officer to join our team. This key role will be responsible for...
-
Compliance Risk Manager
5 days ago
Sydney, New South Wales, Australia Nium Full timeJob SummaryWe are seeking a highly skilled Senior Analyst to join our Compliance team at Nium. As a key member of our team, you will be responsible for advising on regulatory compliance matters, ensuring adherence to AML/CFT requirements, and driving effective risk management strategies. Your expertise will help us maintain a robust compliance program that...
-
Integrity and Compliance Manager
2 days ago
Sydney, New South Wales, Australia ClearCompany Full timeClearCompany is seeking a detail-driven compliance professional to oversee the integrity and compliance programs of Australian Wool Exchange Limited (AWEX). The successful candidate will be responsible for ensuring robust audit management and risk oversight, driving compliance innovation, and leveraging digital solutions to enhance efficiency.The role will...
-
Compliance Manager
2 days ago
Sydney, New South Wales, Australia H & M Hennes & Mauritz Gruppe Full timeAs a Compliance Manager, you are responsible for:Global Compliance Programs are followed, executed and corrective measures are taken. You regularly follow up on the result and set action plans with the different country functions, in order to develop procedures and guidelines.Plan and conduct auditing and internal monitoring based on the demands from the...
-
Legal and Compliance Manager
4 days ago
Sydney, New South Wales, Australia Hytech Full timeRole OverviewWe are seeking a highly skilled Legal Counsel to join our legal and compliance team in Australia (Melbourne or Sydney office) and provide comprehensive legal and regulatory support to our licensed entities across the world.Main ResponsibilitiesCollaborate with the Global Legal and Compliance Team to provide regulatory and compliance support to...
-
Compliance Manager
7 days ago
Sydney, New South Wales, Australia DFP Recruitment Full timeRole DescriptionThe Compliance Manager will be responsible for managing the procurement process, including ensuring procurement processes and documentation are completed within agreed timeframes.About the ClientThe Federal Government client has responsibilities for national security, protective services, emergency management, border control, immigration,...
-
Insurance Compliance Manager
4 days ago
Sydney, New South Wales, Australia upcover Full timeWe're on a mission to revolutionize the business insurance industry with our innovative, tech-driven solutions. As a Compliance Manager, you'll be instrumental in ensuring our products and technology meet the highest standards of regulatory compliance.This role involves:Designing and implementing a compliance framework that supports rapid scale.Providing...
-
Senior Compliance Manager
2 days ago
Sydney, New South Wales, Australia QBE Europe Full timeWe are seeking a Senior Compliance Manager to join our team at QBE Europe. As a key member of our Regulatory Affairs team, you will play a crucial role in enhancing and driving our Regulatory Change Management Framework for regulatory change and AUSPAC's Regulatory Engagement Policy for managing relationships with conduct regulators.Key...
-
Senior Compliance Manager
1 week ago
Sydney, New South Wales, Australia Rabobank Gruppe Full timeRabobank is the world's leading specialist in food & agribusiness banking. One of our key strengths lies in our people who have a deep understanding of agriculture & are committed to adding long-term value for clients. Our commitment to our employees & clients is at the heart of everything we do.About the roleAre you an experienced compliance professional...
-
Senior Compliance Manager
1 week ago
Sydney, New South Wales, Australia Rabobank Gruppe Full timeRabobank is the world's leading specialist in food & agribusiness banking. One of our key strengths lies in our people who have a deep understanding of agriculture & are committed to adding long-term value for clients. Our commitment to our employees & clients is at the heart of everything we do.About the roleAre you an experienced compliance professional...
-
Sr. Compliance Manager
4 days ago
Sydney, New South Wales, Australia ENGINEERINGUK Full timeYou will need to login before you can apply for a job.Sr. Compliance Manager (Australia), Risk and Compliance SolutionsSector: Audit, Project and Program ManagementRole: ManagerContract Type: PermanentHours: Full TimeDESCRIPTIONAmazon is seeking an experienced financial services compliance professional to serve as a Senior Compliance Manager within the...
-
Compliance Manager
4 days ago
Sydney, New South Wales, Australia Koninklijke Vopak N.V. Full timeAbout the RoleThis is a key position in our organisation, responsible for ensuring the effective management of safety, health, environment, and quality within our Sydney Terminal.Main AccountabilitiesEnsure company and regulatory compliance through regular site inspections.Develop and maintain procedures to ensure local Procedures compliance with Vopak and...