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Regulatory Specialist

2 months ago


Sydney, New South Wales, Australia ASIC Full time

About ASIC

ASIC is seeking a highly skilled and experienced professional to join our team as a Regulatory Specialist.

Key Responsibilities

  • Undertake risk-based supervision projects to ensure sector adherence to the law.
  • Participate in thematic reviews of harms or problems across the sectors and contribute to developing solutions to regulatory issues.
  • Assist in implementing effective regulatory strategies and interventions to achieve consumer and market outcomes.
  • Coordinate the collection and analysis of qualitative and quantitative data.
  • Support policy and law reform, including developing new guidance, training, and systems.
  • Review applications for relief from legislation, analyze submissions, and prepare recommendations.
  • Conduct assessments of products and services, and risks across the sectors.
  • Maintain knowledge of ASIC's regulatory framework and toolkit.

About You

  • Relevant tertiary qualification.
  • Detailed knowledge of the financial advice and funds management sectors.
  • Strong understanding of ASIC's regulatory environment.
  • Experience assessing and challenging complex information.
  • Strong analytical and communication skills.
  • Ability to draft clear analysis and advice on complex matters.

What We Offer

ASIC offers a dynamic and challenging work environment, opportunities for professional growth, and a competitive remuneration package.