Senior Compliance Specialist

2 weeks ago

Melbourne, Victoria, Australia beBeeCompliance Full time $140,000 - $180,000
Job Title: Senior Compliance Specialist

We are seeking a highly skilled and experienced compliance professional to join our senior advisory team. As the primary contact for product and ETF capital markets, you will be responsible for providing guidance and oversight of regulated activities.

The successful candidate will have a minimum of ten years' experience in financial services product management or compliance, with a strong understanding of responsible entity, managed investment schemes, and ETF compliance obligations.

You will be expected to provide advice on regulatory requirements, support the development and implementation of compliance processes, and maintain policies and procedures to address compliance risks and obligations.

This is an excellent opportunity to work with a dynamic team and contribute to the growth and success of our organization.

About the Role:
  • Provide compliance advice on regulatory requirements and documented controls.
  • Support product and ETF capital markets functions regarding product disclosures, including target marketing determinations.
  • Identify and deliver compliance training needs, including maintaining online compliance training materials.
  • Participate in special projects and perform other duties as assigned.
Requirements:
  • Minimum of ten years' experience in financial services product management or compliance.
  • Strong written and verbal communication skills.
  • Proven ability to build strong stakeholder relationships.
  • Undergraduate degree or equivalent.
Benefits:

Vanguard is committed to diversity and inclusion, guided by the principle: 'Do the right thing.'

We believe building diverse, inclusive, and effective teams enhances our ability to serve clients and innovate.

We value all crew members' unique strengths and foster an environment where everyone feels valued and included.

How We Work:

Vanguard has adopted a hybrid working model to promote flexibility, in-person collaboration, and connection.

Our culture supports long-term client outcomes and enriches the employee experience.

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