
Regulatory Advisor
7 days ago
Job Overview
">- This role involves providing compliance advice to business units, reviewing marketing materials and customer communications, managing incidents, and contributing to reporting.
- The individual will act as a compliance subject matter expert (SME) providing advice to the business units, responding to ad-hoc requests, and supporting business projects with regulatory obligations and customer experience in mind.
- The SME will review promotional, marketing materials and customer communications for compliance ensuring that they meet all relevant laws and industry standards.
- Incidents will be assessed for compliance with regulatory obligations including consumer credit and privacy requirements.
- The SME will contribute to the preparation of reporting to senior management and other stakeholders.
About You
">- Excellent stakeholder engagement skills with the ability to provide commercial compliance advice influencing decision-making at all levels.
- Strong Financial Services regulatory knowledge with understanding of relevant laws and industry standards including consumer credit and privacy.
- Experience preparing internal and external reporting is essential.
- Strong attention to detail and consistent delivery of high-quality work are necessary.
- Five years' experience providing compliance advice on regulatory frameworks for financial services firms including reviewing marketing and customer communications and managing compliance incidents.
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