
Expert Compliance Advisor
2 weeks ago
The Compliance Analyst plays a vital role in supporting the Legal & Compliance team.
We seek a highly motivated graduate or experienced compliance professional with a Bachelor's degree. The ideal candidate will be detail-oriented, organised, and able to work across multiple systems.
- Monitor client mandates and trading activity
- Maintain compliance registers and lodge ASIC/Cboe documents
- Review AML/CTF reports and marketing materials
- Prepare compliance certificates and update key documents
- Support boards/committees and act as Quoted Class Compliance Officer
This is a diverse, high-impact role in a supportive environment where you can thrive.
About You:- Bachelor's degree in a relevant field
- Detail-oriented, organised, and able to work across multiple systems
- Strong communication skills and ability to work in a team
You'll work closely with our team to ensure adherence to regulatory requirements and maintain the highest standards of integrity and professionalism.
Work in a collaborative team environment where your voice will be heard and your ideas valued.
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