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Senior Wealth Management Risk Professional

3 weeks ago

Sydney, New South Wales, Australia beBeeRisk Full time $130,000 - $170,000
Compliance Risk Manager Role

As a Compliance Risk Manager, you will be responsible for identifying and assessing risks associated with wealth management advice business functions.

The role involves providing front-line support to senior managers, overseeing the implementation of related controls to manage and mitigate risks, and influencing outcomes while providing support to develop and implement appropriate control and mitigation activities.

You will also assist in building effective and supportive relationships with key stakeholders to facilitate a strong culture of risk and compliance awareness, oversight, ownership, and management.

The ideal candidate will have 5+ years of experience in risk, compliance, and/or assurance, with a focus on wealth management and an understanding of the Wholesale and Retail regulatory environments within Australia.

Key skills include knowledge of risk and compliance management frameworks and processes, local financial services laws and regulations, and the Australian Privacy Principles and Privacy Act 1988.

Responsibilities
  • Identify and assess risks associated with wealth management advice business functions
  • Provide front-line support to senior managers
  • Oversee the implementation of related controls to manage and mitigate risks
  • Influence outcomes while providing support to develop and implement appropriate control and mitigation activities
  • Assist in building effective and supportive relationships with key stakeholders
Required Skills and Qualifications
  • 5+ years of experience in risk, compliance, and/or assurance, with a focus on wealth management
  • Understanding of the Wholesale and Retail regulatory environments within Australia
  • Knowledge of risk and compliance management frameworks and processes
  • Local financial services laws and regulations
  • Australian Privacy Principles and Privacy Act 1988
  • Bachelor's degree in Commerce, Management, Finance or Law
  • Relevant industry qualifications/certifications

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