
Quality Assurance Leadership Role
5 days ago
Job Opportunity
Overview of Key Responsibilities:- Design, implement, and monitor quality management systems according to ASQM 1, ASQM 2, and APES 320 standards.
- Maintain compliance with professional standards, legal obligations, and firm policies (including APES 110, TPB Code, Corporations Act obligations, and ASIC/ATO requirements).
- Coordinate internal quality file reviews and risk audits across service lines (e.g., audit, tax, advisory).
- Prepare the company for external reviews or inspections (e.g., CA ANZ, ASIC, TPB) and oversee remediation actions.
- Manage the risk register and report key operational, regulatory, legal, and reputational risks to leadership.
- Lead incident management processes, including breaches, complaints, data incidents, and professional indemnity (PI) claim notifications.
- Liaise with leadership, practice heads, and service line teams to support risk mitigation and quality enhancement.
- Monitor staff compliance with independence declarations, CPD obligations, and confidentiality standards.
Requirements:
- CA qualified
- Minimum 8 years' experience in a professional services, legal or compliance environment
- Strong working knowledge of APESB standards, ASQM 1, ethical frameworks, and regulatory requirements (CAANZ, ASIC, ATO, TPB)
- Experience managing internal reviews and dealing with regulators, insurance brokers, and legal advisers
Key Skills:
- Sound judgement, professional scepticism, and high personal integrity
- Excellent verbal and written communication skills, including policy writing and board-level reporting
- Proven ability to influence senior stakeholders and foster a compliance-aware culture
- Strong attention to detail and structured problem-solving ability
- Proactive attitude, self-motivated, and enthusiastic
- Flexible and willingness to undertake a wide variety of tasks in a fast-paced environment
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