Regulatory Compliance Expert
5 days ago
Regulatory Compliance Specialist
About the RoleThe organization is seeking a full-time permanent Solicitor to join the Professional Support Unit (PSU). The PSU aims to provide confidential guidance and education to legal practitioners on their ethical and regulatory obligations.
Key Responsibilities- Assist practitioners with regulatory, ethical, and costs issues, including responding to email and telephone enquiries;
- Develop educational resources, including regular articles, focusing on regulatory updates, cases, and emerging regulatory and ethical issues for publications;
- Present continuing education seminars on issues related to regulatory compliance (including anti-money laundering); occasionally present on ethics, costs, and general legal practice management;
- Review standards and requirements established for legal practices to promote compliance with the law and other relevant legislation;
- Manage the content of information services relating to regulatory compliance, ethics, and costs;
- Provide secretariat support for PSU committees, including AML/CTF Reference Group, AML/CTF Compliance Officers Reference Group, and Costs and Ethics Committees, as required;
- Undertake research on regulatory compliance, ethics, and costs to support the development of practical and educational resources for legal practitioners;
- Develop seminars and information resources to respond to emerging trends in relation to regulatory issues, including anti-money laundering and support for new principals of legal practices;
- Liaise with internal teams and external regulators to ensure guidance is consistent across the organization and with Designated Local Regulatory Authorities;
- Assist the Team Leader and Head of Regulatory Policy and Strategy with ad hoc project work related to the law and regulatory changes affecting the legal profession;
- Provide legal advice on regulatory compliance (including anti-money laundering), costs, and ethics to the Head of Regulatory Policy and Strategy and Director of Legal Regulation as required.
Qualifications and Skills:
- Tertiary qualifications in law and current practicing certificate;
- Practice experience and knowledge in regulatory compliance and anti-money laundering legislation or policy principles;
- Good public speaking skills and experience creating educational resources, such as presentation slides;
- Strong understanding of legislative procedures, the legal profession, and recent developments in this area;
- Working knowledge of relevant legislation; familiarity with AML/CTF legislation and regulatory frameworks; understanding of legal practice management (including costs or ethics) and compliance auditing or quality and best practice management principles;
- Clear and effective communication skills; ability to create a suite of educational resources (articles, checklists, alerts, presentations, workshops);
- Highly developed interpersonal, presentation, and influencing skills; ability to work as part of a small team of solicitors;
- Strong prioritizing and organizational skills; computer literacy (word processing, email, internet applications); initiative and commitment to quality client service for diverse backgrounds.
We are committed to a respectful and inclusive workplace and encourage applications from diverse backgrounds. We require a cover letter outlining key experience and motivations for this role, along with a CV.
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