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Regulatory Breach Reporting Leader
3 weeks ago
We are seeking an exceptional professional to lead our Risk and Compliance function at a prestigious organisation.
This role can be based anywhere in Australia, with a hybrid arrangement that requires working at least three days a week in the office.
Senior Manager Regulatory Breach ReportingIn this key leadership position, you will play a critical part in driving compliance excellence and ensuring our organisation meets relevant regulatory requirements.
Main Responsibilities:- Lead, mentor and develop the Regulatory Breach Reporting and Compliance team in providing expert compliance advisory services and support on compliance incidents and breach reporting.
- Develop and enhance comprehensive incident and breach management frameworks, policies and processes that enable effective risk management.
- Undertake compliance assessments of compliance incidents to support regulatory breach assessment processes. Present compliance assessments to relevant stakeholders as required.
- Provide compliance advice, insights and trends to key stakeholders including boards, committees and other forums.
- Prepare reporting to regulators in respect of investigations, breaches and responding to regulatory requests for information.
- Lead governance of relevant forums including preparation of supporting documentation and minutes.
- Experienced compliance or legal professional with proven leadership exposure in regulatory compliance, incident and breach management within the Australian financial services industry.
- Experience working in or providing services to a regulated financial services organisation, with a strong understanding of regulatory obligations and ability to interpret associated legislative requirements.
- Ability to rapidly analyse and communicate complex matters in a commercially sensible way.
- Ability to provide strategic advice to senior stakeholders on compliance incidents.
- Excellent presentation, communication and negotiation skills.
- Sound knowledge and understanding of Risk Management systems, frameworks and processes particularly in respect of incident and breach reporting.
This is an exciting opportunity to drive compliance excellence and shape the future of risk management.
