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Risk Compliance Specialist
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We are seeking a seasoned professional to support our compliance risk management initiatives. The ideal candidate will have extensive experience in regulatory compliance, incident and breach management within the Australian financial services industry.
Key Responsibilities:- Contribute to the development and implementation of effective compliance frameworks, policies, tools, systems and processes.
- Provide expert advisory services and support on compliance incidents and breach reporting, particularly in respect of superannuation, investments, financial advice, administration, insurance, privacy and AML / CTF incidents.
- Undertake compliance assessments of incidents to inform the regulatory breach assessment process.
What you need to bring:
- A strong background in compliance or law with exposure to regulatory compliance, incident and breach management in the Australian financial services sector.
- Experience working in or providing services to a regulated financial services organisation, with a solid understanding of regulatory obligations, particularly superannuation, investments, administration, advice and insurance broking.
- The ability to rapidly analyse and communicate complex matters in a commercially astute manner.
- Strong communication and negotiation skills.
- A sound knowledge of Risk Management systems, frameworks and processes, particularly in respect of incident and breach reporting.
