Regulatory Specialist

1 week ago

Sydney, New South Wales, Australia beBeeCompliance Full time $130,000 - $175,000

Compliance Officer Role

">Job Description:

We seek a highly skilled Compliance Officer to join our Conduct Compliance & Ethics team within the Compliance Risk Management function. In this role, you will provide comprehensive compliance advice and support to stakeholders covering Wholesale Banking and Treasury.

Main Responsibilities:

  • Assist Wholesale Banking and Treasury in maintaining compliance with applicable laws, industry standards, and internal policies.
  • Develop and promote an effective and sustainable compliance culture.
  • Provide timely compliance advice to Wholesale Banking and Treasury stakeholders in their day-to-day business.
  • Contribute towards the completion of regulatory and business-related compliance reporting.
  • Collaborate with the ASIC breach reporting team to assess and investigate incidents in wholesale banking and treasury.

Key Requirements:

  • Knowledge of Australian legal, regulatory, and industry code obligations relevant to Wholesale Banking and Treasury products and services.
  • 5+ Years of experience in Legal, Compliance, Risk, or Audit roles within Wholesale Banking and Treasury environments.
  • Ability to understand and research compliance and legal issues.
  • Demonstrated capacity to interpret and translate obligations into practical and workable policies and guidelines.
  • Excellent stakeholder management skills.
  • Ability to negotiate with all levels of management to influence decisions, make recommendations, and implement change.
  • Qualification in accounting, commerce, law, or a related discipline.

About Our Culture:

At our organization, we foster a culture of inclusivity and innovation, providing the support and resources needed to succeed. We empower employees to think differently, take ownership of their work, and drive meaningful outcomes.

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