Financial Services Regulatory Specialist
2 days ago
The Compliance Analyst plays a pivotal role within the Member Compliance team, actively participating in the incident assessment function. This includes the review and evaluation of incidents for potential regulatory breaches, identification of systemic issues, collaboration with colleagues on rectification efforts, and management of underlying root causes.
The Compliance Analyst is responsible for conducting thorough investigations of reported incidents to determine if they constitute potential regulatory breaches. They will analyse incident details, gather relevant evidence, and document findings.
The successful candidate will assist incident owners to develop strategies to address and manage the root causes of incidents. They will also develop training materials and resources to facilitate learning and understanding.
The Compliance Analyst will regularly review and update compliance documentation to reflect changes in regulations, internal policies, and business operations.
Required Skills and Qualifications:- 3+ years' experience in a similar role within financial services.
- Strong knowledge of superannuation and financial advice laws and associated regulatory requirements.
- Proven ability to work in cross-functional project teams and influence stakeholders at all levels.
- Excellent analytical, communication, and documentation skills.
- Experience with incident management systems is desirable.
- Sound knowledge of risk and compliance frameworks particularly in relation to incident management and breach reporting.
AustralianSuper is committed to colleague development, and we support our people with ongoing learning, coaching and training, as well as career opportunities across our expanding global organisation. We offer generous leave entitlements and promote a blended working environment in which all roles can flex.
Others:We cultivate a workplace that champions safety, respect, inclusiveness and diversity. We are committed to supporting our diverse workforce in a way that is inclusive and embraces diversity in all its forms.
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