Deputy Operations Leader

2 weeks ago

Southern Downs Regional, Australia beBeeCompliance Full time $90,000 - $120,000
Job Description

As a Deputy Manager, you will oversee the operational activities of our organization, ensuring that they adhere to regulatory requirements and industry best practices. Your responsibilities will include:

  • Reviewing and updating internal operational policies and procedures to align with evolving regulatory requirements.
  • Overseeing daily operational checks to ensure compliance across all trading segments.
  • Implementing new Compliances in Operations, including proactively identifying, interpreting, and implementing new regulatory guidelines.
Key Responsibilities
  • Ensure all operational activities are performed in accordance with documented procedures.
  • Conduct regular risk assessments of operational processes and identify potential vulnerabilities.
  • Establish and monitor key risk indicators (KRIs) and implement corrective actions as needed.
Required Skills and Qualifications
  • Bachelor's degree in Finance, Business Administration, or a related field.
  • 5+ years of progressive experience in Operations within a SEBI-registered stock broking firm.
  • Strong understanding of various financial products and trading segments.
  • Excellent analytical, problem-solving, and decision-making skills.
Benefits

This role offers a unique opportunity to work in a dynamic environment and contribute to the success of our organization. As a Deputy Manager, you will have the chance to develop your skills and expertise while making a meaningful impact on our operations.

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