Risk and Compliance Leader for Financial Institutions

1 week ago


Melbourne, Victoria, Australia Sharp & Carter Legal Full time

Job Title: Risk and Compliance Leader for Financial Institutions

Company Overview:

Sharp & Carter Legal is a leading law firm that provides top-notch services to its clients. We are seeking an experienced Risk and Compliance Leader to join our team.

Job Summary:

We are looking for a highly skilled and knowledgeable Risk and Compliance Leader to lead our risk management, regulatory compliance, and governance initiatives. As a key member of our team, you will be responsible for ensuring that our organization operates in compliance with all relevant laws, regulations, and industry standards.

Key Responsibilities:
  • Lead the development and implementation of our risk management framework and risk registers.
  • Ensure compliance with prudential obligations and organizational competence.
  • Manage conflicts of interest and ensure accurate reporting for ESG and UNPRI requirements.
  • Act as Compliance Officer, Privacy Officer, and AML/CTF Officer.
  • Conduct regular staff training on risk and regulatory topics.
Qualifications and Skills:

To be successful in this role, you will need to possess a Bachelor's degree in law, finance, or economics and have at least 8-10 years of experience in a similar position within a leading insurer, bank, or investment/private credit provider. You should also have expertise in regulatory frameworks, strong analytical skills, professional communication, and problem-solving abilities.

Salary:

The estimated salary for this position is $180,000 - $220,000 per annum, depending on experience and qualifications.



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