Current jobs related to Senior Compliance Officer - Sydney, New South Wales - PIMCO

  • Compliance Manager

    3 weeks ago

    Sydney, New South Wales, Australia HCF - Risk, Legal & Compliance Full time

    About the RoleWe are seeking a highly skilled Compliance Manager to join our team at HCF - Risk, Legal & Compliance. As a key member of our compliance team, you will play a critical role in ensuring that our organization meets all regulatory, legislative, and business requirements.Key ResponsibilitiesDevelop and implement effective compliance management...

  • Senior Compliance Officer

    4 weeks ago

    Sydney, New South Wales, Australia Randstad Full time

    Senior Compliance ManagerAt Randstad, we are seeking a highly skilled Senior Compliance Manager to join our team. As a key member of our organization, you will be responsible for overseeing and managing all aspects of our compliance programs.Key Responsibilities:Develop, implement, and maintain compliance policies and procedures to ensure adherence to...

  • Senior Compliance Officer

    2 months ago

    Sydney, New South Wales, Australia Randstad Full time

    Job Summary:We are seeking a highly experienced Senior Compliance Manager to join our team at Randstad. As a key member of our organization, you will be responsible for overseeing and managing all aspects of our compliance programs.Key Responsibilities:Develop, implement, and maintain compliance policies and procedures to ensure adherence to relevant...

  • Corporate Secretarial Senior Officer

    1 month ago

    Sydney, New South Wales, Australia Willows Landing Senior Living Full time

    About UsWe are a leading provider of corporate secretarial services, dedicated to supporting our clients in achieving their goals. Our team of experienced professionals is committed to delivering exceptional service and ensuring compliance with corporate governance and local statutory rules.Job DescriptionWe are seeking a highly skilled and detail-oriented...

  • Compliance Officer

    3 weeks ago

    Sydney, New South Wales, Australia Real Time Full time

    Compliance Officer RoleWe are seeking a highly skilled Compliance Officer to join our team and lead APAC operations. As a key member of our organization, you will play a pivotal role in ensuring our adherence to all applicable laws, regulations, and ethical standards.Key Responsibilities:Monitor compliance activities, conduct audits, and investigate...

  • Compliance Officer

    4 weeks ago

    Sydney, New South Wales, Australia Real Time Full time

    Compliance Officer Job DescriptionWe are seeking a highly skilled Compliance Officer to join our team and lead APAC operations. As a key member of our organization, you will play a pivotal role in ensuring our adherence to all applicable laws, regulations, and ethical standards.Key Responsibilities:Monitor compliance activities, conduct audits, and...

  • Chief Compliance Officer

    2 weeks ago

    Sydney, New South Wales, Australia Dental Corporation Full time

    About the RoleWe are seeking a highly skilled and experienced Chief Compliance Officer to join our team at Dental Corporation. As a key member of our leadership team, you will be responsible for overseeing and ensuring that our organization operates in compliance with relevant laws, regulations, and internal policies.Key ResponsibilitiesDevelop and implement...

  • Research Compliance Officer

    4 weeks ago

    Sydney, New South Wales, Australia UNSW Australia Full time

    UNSW Australia Research Compliance OfficerJob Summary:The Research Compliance Officer will work within the Pre-award Team assisting with the review of research grant applications for compliance with funding body rules and instructions; provide accurate and timely feedback to researchers; and ensure that grants are compliant and submitted on time.About the...

  • Senior Compliance Manager

    4 weeks ago

    Sydney, New South Wales, Australia Mars Recruitment Full time

    Senior Compliance ManagerMars Recruitment is seeking a highly skilled Senior Compliance Manager to join our team. As a Senior Compliance Manager, you will be responsible for ensuring business compliance with relevant laws and regulations.This role will work closely with the Chief Operating Officer to cultivate a strong culture of risk awareness and...

  • Research Compliance Officer

    1 month ago

    Sydney, New South Wales, Australia University of New South Wales Full time

    Join the University of New South Wales Research TeamWe are seeking a highly skilled and detail-oriented Compliance Officer to join our Pre-Award Team. As a key member of our research team, you will play a critical role in ensuring the compliance of research grant applications with funding body rules and instructions.Key Responsibilities:Review research grant...

  • Compliance Risk Officer

    2 weeks ago

    Sydney, New South Wales, Australia Pitcher Partners Australia Full time

    About Us:Pitcher Partners Australia is a leading Professional Chartered Accounting firm located in the heart of the CBD. We are a network of independent firms working together to enable growth and ambition for our clients and our people.We are a team with heart, supporting each other, learning together, and fostering relationships that nourish and empower...

  • Compliance Officer

    1 month ago

    Sydney, New South Wales, Australia Independent Reserve Full time

    Compliance Officer RoleWe are seeking a highly skilled and detail-oriented Compliance Officer to join our team at Independent Reserve in Sydney.In this critical role, you will be responsible for supporting the Compliance Manager and Chief Risk Officer to ensure that our company adheres to legal standards and internal policies.Key Responsibilities:Conduct...

  • Compliance Officer

    1 month ago

    Sydney, New South Wales, Australia Independent Reserve Full time

    Compliance Officer RoleWe are seeking a highly skilled and detail-oriented Compliance Officer to join our team at Independent Reserve in Sydney.In this critical role, you will be responsible for supporting the Compliance Manager and Chief Risk Officer to ensure that our company adheres to legal standards and internal policies.Key Responsibilities:Conduct...

  • Compliance Officer

    2 months ago

    Sydney, New South Wales, Australia Independent Reserve Full time

    Compliance Officer RoleWe are seeking a highly skilled and detail-oriented Compliance Officer to join our team at Independent Reserve in Sydney.In this critical role, you will be responsible for supporting the Compliance Manager and Chief Risk Officer to ensure that our company adheres to legal standards and internal policies.Key Responsibilities:Conduct...

  • Compliance Officer

    4 weeks ago

    Sydney, New South Wales, Australia Real Time Full time

    Compliance Officer RoleWe are seeking a highly skilled Compliance Officer to join our team and lead APAC operations. As a key member of our organization, you will play a pivotal role in ensuring our adherence to all applicable laws, regulations, and ethical standards.Key Responsibilities:Monitor compliance activities, conduct audits, and investigate...

  • Compliance Officer

    4 weeks ago

    Sydney, New South Wales, Australia Real Time Full time

    Compliance Officer RoleWe are seeking a highly skilled Compliance Officer to join our team and lead APAC operations. As a key member of our organization, you will play a pivotal role in ensuring our adherence to all applicable laws, regulations, and ethical standards.Key ResponsibilitiesMonitor compliance activities, conduct audits, and investigate potential...

  • Senior Manager, Compliance

    1 month ago

    Sydney, New South Wales, Australia Cuscal Limited Full time

    About the RoleCuscal Limited is seeking a highly skilled Senior Manager, Compliance to join our team. As a key member of our compliance function, you will be responsible for ensuring that our business operations are in line with regulatory requirements and industry standards.Key ResponsibilitiesDevelop and maintain our compliance framework to support Cuscal...

  • Privacy Compliance Officer

    1 month ago

    Sydney, New South Wales, Australia Churches of Christ Full time

    Job Title: Privacy OfficerWe are seeking a dedicated Privacy Officer to oversee and manage our privacy and compliance obligations.About the Role:As part of our Legal and Governance team, you will ensure that privacy legislation is upheld across the organisation and foster a strong privacy culture.Key Responsibilities:Provide expert advice on privacy laws...

  • Compliance Officer

    4 weeks ago

    Sydney, New South Wales, Australia Real Time Full time

    Compliance Officer RoleWe are seeking a highly skilled Compliance Officer to join our team in APAC operations. As a key member of our organization, you will play a pivotal role in ensuring our adherence to all applicable laws, regulations, and ethical standards.Key Responsibilities:Monitor compliance activities, conduct audits, and investigate potential...

  • Compliance Officer

    2 weeks ago

    Sydney, New South Wales, Australia TR3 Recruitment Full time

    Job SummaryWe are seeking a highly skilled Compliance Officer to join our team at TR3 Recruitment. As a Compliance Officer, you will be responsible for ensuring that our client's not-for-profit organisation adheres to regulatory standards and maintains high standards of compliance and governance.Key ResponsibilitiesWork collaboratively with the...

Senior Compliance Officer

2 months ago

Sydney, New South Wales, Australia PIMCO Full time
About the Role

PIMCO is a leading global investment management firm seeking a highly skilled Senior Compliance Officer to join our team in Sydney, Australia.

Key Responsibilities
  • Ensure ongoing compliance with applicable regulatory requirements and market best practices, including anti-money laundering and sanctions compliance, marketing and distribution compliance.
  • Be the primary point of contact for all compliance-related matters and maintain strong relationships with internal stakeholders, including the Legal and Compliance Team, Operations, and the Business.
  • Coordinate with regulators, external and internal auditors, and clients to ensure compliance with regulatory requirements.
  • Develop and implement compliance programs, policies, and procedures to ensure ongoing compliance with regulatory requirements.
  • Provide guidance and support to junior team members and contribute to the development of compliance training programs.
Requirements
  • Undergraduate or degree in Law, Accounting, Business, Finance, Economics, or a related field.
  • Minimum of 8-10 years of relevant experience in risk, regulatory, and compliance roles, preferably in a major law firm, consultancy/accounting firm, or a large and diverse global investment bank or investment management firm.
  • Strong knowledge of Australian financial services regulatory environment and compliance considerations.
  • Excellent analytical, communication, and interpersonal skills.
Preferred Experience
  • Implementation and maintenance of compliance programs.
  • Fixed income or equities experience.
  • Responsible entity obligations.
  • Institution and retail sales.
  • Trading and research.
Desired Competencies
  • Technical regulatory knowledge and skills.
  • Strong analytical skills.
  • Strong communication skills.
  • Teamwork and collaboration skills.
  • Project management skills.

PIMCO is an equal opportunity employer and welcomes applications from diverse candidates. We are committed to creating an inclusive and respectful work environment.