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Compliance Expertise Consultant
3 weeks ago
We are a global market maker founded in Amsterdam with offices around the world.
The Sydney office is one of the primary players within Asian markets trading a range of products.
Your Role and Responsibilities- Act as a strategic advisor to senior leadership and the business providing guidance aligned with regulatory expectations and risk appetite.
- Support the execution of our APAC strategy locally by delivering advisory services conducting risk assessments leading training initiatives developing policies and procedures and implementing effective controls.
- Lead the review of new business initiatives to ensure alignment with regulatory requirements internal policies and ethical standards.
- Participate in strategic working groups offering proactive Compliance input.
- Liaise with local regulators as required.
- Collaborate closely with APAC teams to drive regional initiatives ensuring alignment consistency and knowledge sharing.
- Promote a culture of integrity accountability and ethical conduct across the organization.
- Contribute to the evolution of the Compliance function by identifying and implementing opportunities for innovation efficiency and continuous improvement.
We seek an experienced and senior subject matter expert Compliance Officer to join our team.
- 7+ years of experience in Compliance within the trading industry with extensive support provided to trading desks.
- Deep understanding of trading regulations impacting global market makers with strong knowledge of APAC expectations and market structures.
- Proven track record in developing executing Compliance programs policies and controls.
- Strong analytical and decision-making skills capable of interpreting complex regulatory requirements and delivering practical solutions.
- Demonstrated leadership through previous experience leading teams projects or strategic initiatives with a focus on stakeholder influence and outcome delivery.
- Effective communicator able to engage confidently with stakeholders.
- Highly organized with a strong ability to manage multiple priorities in fast-paced environments.
- Committed to the highest standards of ethics integrity and professionalism in all responsibilities.
- A rewarding environment alongside diverse driven peers.
- Competitive remuneration including an attractive bonus structure and additional leave entitlements.
- Training mentorship and personal development opportunities.
- Gym membership weekly in-house chair massages daily breakfast and lunch facilities.
- Regular social events including an annual company trip work-from-home allowance and support.