Current jobs related to Regulatory Compliance Specialist - Melbourne, Victoria - 023 Northern Trust Company Australia
-
Regulatory Compliance Specialist
4 weeks ago
Melbourne, Victoria, Australia Brenntag Full timeJob Overview">Brenntag is seeking a highly skilled Regulatory Compliance Specialist to join our team in Melbourne. This is an exciting opportunity for someone who wants to grow and build on their career in regulatory affairs.About the Role">The successful candidate will provide regulatory support to Business Units and Principals, ensuring compliance with all...
-
Regulatory Compliance Specialist
4 weeks ago
Melbourne, Victoria, Australia Brenntag Full timeBrenntag is seeking a highly skilled Regulatory Compliance Specialist to join our team in Melbourne. As a key member of our Regulatory Team, you will be responsible for providing business units and their principals and customers with regulatory support, ensuring compliance with all obligations under any laws, regulations, or self-regulatory programs as...
-
Regulatory Compliance Specialist
4 weeks ago
Melbourne, Victoria, Australia AusNet Services Full timeAt AusNet Services, we're shaping a new way forward in the energy industry.About UsWe deliver gas to over 760,000 households and businesses in Victoria, while our Metering business provides essential services to gas and electricity networks across Australia.Our team is passionate about creating a cleaner tomorrow and enabling the transition to a net zero...
-
Regulatory Compliance Specialist Melbourne
4 weeks ago
Melbourne, Victoria, Australia Easygo Full timeWe are seeking a highly skilled Regulatory Compliance Specialist to join our team in Melbourne. This is an exciting opportunity to make a real impact by shaping policies that drive compliance excellence worldwide.As a key part of the compliance team, you will help write and refine internal and external policies. Your meticulous attention to detail will...
-
Compliance Officer
4 weeks ago
Melbourne, Victoria, Australia Pitcher Partners Full timeJob DescriptionWe are seeking a highly motivated and detail-oriented Compliance Officer to join our Risk and Compliance team at Pitcher Partners.In this role, you will be responsible for maintaining and monitoring the firm's compliance with its Australian Financial Services License (AFSL) obligations. This includes assisting with the administration of...
-
Compliance and Regulatory Expert
4 weeks ago
Melbourne, Victoria, Australia Brite Full timeJob SummaryWe are seeking an experienced Compliance Officer to join our team at Brite Services. This part-time, hybrid role is responsible for coordinating the compliance calendar; overseeing state funding internal audits; and ensuring policies, procedures and associated documents are kept up to date.About UsBrite Services is a leading social enterprise...
-
Chief Compliance and Regulatory Officer
1 month ago
Melbourne, Victoria, Australia Dental Corporation Full timeAbout the RoleWe are seeking a dynamic and driven Chief Compliance and Regulatory Officer to join our team in Melbourne. In this role, you will be responsible for providing high-quality legal advice and expertise on privacy and regulatory matters across the business.Key ResponsibilitiesProvide expert legal advice in respect of privacy and regulatory matters,...
-
Higher Education Regulatory Specialist
4 weeks ago
Melbourne, Victoria, Australia Page Executive Full timeCompany OverviewPage Executive is a renowned higher education institute in Melbourne that is currently expanding their campus presence overseas.We are seeking a skilled Higher Education Regulatory Specialist to join our mature legal function and contribute to our growth. The successful candidate will work closely with the academic and Executive Leadership...
-
Regulatory Compliance Specialist for Gas Markets
4 weeks ago
Melbourne, Victoria, Australia Jemena Full timeAbout UsJemena is an Australian energy company with over $12.4 billion worth of gas and electricity transportation assets across Australia, supplying millions of households and businesses every day.We pride ourselves on our innovative approach, technical expertise, and dedication to safety, quality, and sustainability. Our Group's 3000+ team members strive...
-
Energy Compliance Specialist
1 month ago
Melbourne, Victoria, Australia United Energy Full timeJob DescriptionWe are seeking a highly skilled Energy Compliance Specialist to join our team at United Energy. As an expert in regulatory affairs, you will play a crucial role in ensuring our business operates within the bounds of relevant laws and regulations.About the RoleThis is an exciting opportunity for a motivated individual to work with us in shaping...
-
Regulatory Compliance Expert
4 weeks ago
Melbourne, Victoria, Australia AusNet Services Ltd Full timeJob SummaryWe are seeking a seasoned Regulatory Compliance Expert to lead the compliance function for AusNet's Gas & Metering line of business. As a key member of the Compliance, Risk & Corporate Affairs team, you will be responsible for managing and monitoring compliance obligations, promoting a culture of compliance, and delivering strong compliance...
-
Environmental Compliance Specialist
1 month ago
East Melbourne, Victoria, Australia Visy Full timeAbout the RoleThe Environmental Compliance Specialist will assist site operations teams in maintaining compliance with quality, safety, environmental, training, process, and regulatory requirements. This role requires a high degree of passion for sustainability and excellence.
-
Melbourne, Victoria, Australia Energy Australia Full timeAbout UsAs a leading energy provider in Australia, we are committed to driving the clean energy transformation. Our purpose is to lead and accelerate this transition, making it as simple as possible for our customers.This role is critical in ensuring compliance with regulatory requirements, enabling us to deliver on our purpose. As Regulatory Compliance...
-
Cybersecurity Compliance Specialist
1 month ago
Melbourne, Victoria, Australia TESSERENT Full timeTesserent is a leading cybersecurity provider with a strong presence in Australia and New Zealand. Our company is built on the principles of innovation, excellence, and customer satisfaction.We are seeking a highly motivated and detail-oriented Cybersecurity Compliance Specialist to join our dynamic legal and compliance team. This role will play a crucial...
-
Melbourne, Victoria, Australia 023 Northern Trust Company Australia Full timeAbout Northern Trust Company AustraliaAs a leading global financial institution, Northern Trust is committed to delivering innovative solutions and expert guidance to its clients.Northern Trust has been in operation since 1889, serving the world's most sophisticated individuals, families, and institutions with exceptional service and integrity.The company's...
-
Regulatory and Compliance Lawyer
2 weeks ago
Melbourne, Victoria, Australia DLA Piper Full timeMelbourne Litigation Solicitor Job DescriptionDLA Piper is a global law firm with lawyers located in over 40 countries. Our global reach ensures that we can provide comprehensive legal solutions to businesses worldwide. As a solicitor in our Melbourne office, you will have the opportunity to work on diverse matters, specializing in areas such as:Professional...
-
Senior Compliance Specialist
1 month ago
Melbourne, Victoria, Australia Asahi Beverages Full timeAbout the RoleAs a Senior Compliance Specialist, you will play a key role in ensuring the effective operation of internal controls at Asahi Beverages. Reporting to the Group Internal Control Manager, your primary responsibility will be to coordinate the evaluation of internal control over financial reporting within the region.Main ResponsibilitiesLead the...
-
Strategic Financial Compliance Specialist
4 weeks ago
Melbourne, Victoria, Australia Myob Full timeWe are seeking a hardworking, strategic, and commercially focused Risk & Compliance Manager to support our rapidly growing Financial Services and Benefits business.About the OpportunityYou will provide specialist expertise within an established Governance, Risk, and Compliance Team within MYOB that supports Australian and New Zealand operations.The...
-
Certified Compliance Risk Specialist
1 month ago
Melbourne, Victoria, Australia Energy Australia Full timeAbout Energy AustraliaWe're at the forefront of Australia's clean energy transformation, committed to leading and accelerating this movement. As one of the largest energy providers in Australia, we strive to deliver on our purpose by having the right people on board.As a key player in shaping the future of our organisation, you'll take on a vital role in our...
-
Financial Reporting Expert
4 weeks ago
Melbourne, Victoria, Australia Square Full timeAt Square, we're building a more inclusive economy that empowers our customers. As a Senior Financial Reporting Analyst in the Global Financial Reporting team, you'll play a crucial role in supporting our international financial reporting, regulatory compliance, and technical accounting needs.We're looking for an experienced professional with 4+ years of...
Regulatory Compliance Specialist
1 month ago
About 023 Northern Trust Company Australia:
A Fortune 500 company and globally recognized, award-winning financial institution, we have been in continuous operation since the late 19th century.
We take pride in providing innovative financial services and guidance to the world's most successful individuals, families, and institutions by remaining true to our enduring principles of service, expertise, and integrity. With more than a century of financial experience and over 22,000 partners worldwide, we serve the world's most sophisticated clients using leading technology and exceptional service.
Job Summary
This Rules, Obligations & Inventory Specialist role sits within the Global Regulatory Affairs Office (GRAO) with responsibility for providing subject matter expertise across a multi-year regulatory and risk program.
The ideal candidate will have a track record of leading complex projects and transformation, with deep compliance and risk knowledge and working with diverse, cross-functional teams and stakeholders across the organization.
Main Responsibilities
- Support the Program Lead for Rules Inventory and build out for legal entities and business units in region, working within a global team against agreed prioritization, milestones, and deliverables.
- Collaborate with legal and regulatory subject matter experts across all Lines of Defense to strengthen understanding and rationale around regulatory interpretation and enable the build out of the Rule Inventory across the jurisdictions in which we operate.
- Maintain clear documentation, data, and audit trails around interpretation and traceability for future reference, linking into legal entity, regulatory license, business unit, and product data; and the firm's Risk Inventory.
- Serve as a key contributor to continuous improvement on the Rules Inventory framework and governance models underpinning compliance and legal risk to maintain the strategy and sustainability.
- Take ownership of activities but solicit support as needed to drive successful regulatory outcomes and foster an environment of transparency and trust within their management hierarchy.
Required Skills and Qualifications
The successful candidate will benefit from having:
- A deep understanding of regulatory, compliance, and risk-related matters in the region.
- Knowledge of the financial services industry, especially asset servicing, wealth management, and banking, and the regulatory environment in which they operate, including emerging regulatory themes within the industry.
- Strong attention to detail and analytical skills to collect data and find fact patterns that may drive policy development and risk management.
- Excellent communication, facilitation, interpersonal, conflict resolution, team building, coaching members on practices, framework, ability to teach/train, etc.
- Ability to establish trust-based relationships with stakeholders across enterprise, lead them towards common objectives, and manage upwards and downwards.
- Strong problem-solving skills, organizational skills, and time management skills.
Estimated Salary: AU$120,000 - AU$180,000 per annum
