Risk and Compliance Specialist

2 weeks ago

Sydney, New South Wales, Australia beBeeCompliance Full time $150,000 - $200,000

Job Title: Comprehensive Assurance Manager

Description:

  • We are seeking a talented individual to join our Risk and Compliance team. This role will be based in either our Sydney or Melbourne office.
  • This is a hybrid role that has a requirement of working at least three days a week in the office.

Responsibilities:

  1. Assess and evaluate effectiveness, efficiency and consistency in implementation of relevant policies, and key entity level controls over material risks and compliance obligations.
  2. Develop an understanding of the business model, strategy, risk appetite, and risk profile, as well as the external environment.
  3. Contribute to evolving the Line 2 monitoring and oversight ('assurance') program, ensuring it remains aligned to strategic objectives, material risks/obligations, and industry emerging risks.
  4. Execute Line 2 comprehensive assurance activities in accordance with agreed terms of reference: objective, scope, methodology, and timing.
  5. Monitor and track resolution of issues arising from Line 2 assurance activities.
  6. Assist in execution of tasks associated with priorities and work plans for the Pacific R&C function.
  7. Support the implementation of a GRC system through proactive participation and contribution of SME experience and knowledge.

Requirements:

  • Ideal background in a similar risk, compliance, legal and/or audit role in a financial and/or professional services environment related to superannuation, managed investment schemes, custodian arrangements, funds management or investments.
  • Experience working in or providing services to a regulated financial services business, with an ability to interpret and apply associated legislative requirements.
  • Sound understanding and ability to operate within Risk and Compliance frameworks, including the ability to consider risk strategically and take a commercial approach to compliance when required.
  • Ability to analyse data and collate and prepare observations / reports in relation to risk profiles, compliance plans, statutory requirements, incidents, audit, and complaints data.
  • Strong written and verbal communication, with foundation capability of providing executive level information.
  • Demonstrated ability to engage and build rapport.
  • Change management and agile working mindset.

Benefits:

  • Professional development opportunities.
  • Interesting work.
  • Supportive leaders.

About Us:

Marsh McLennan is a global leader in risk, strategy and people, advising clients in 130 countries across four businesses: Marsh, Guy Carpenter, Mercer and Oliver Wyman. With annual revenue of $24 billion and more than 90,000 colleagues, Marsh McLennan helps build the confidence to thrive through the power of perspective.

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