
Strategic Compliance Officer
3 days ago
The Compliance Manager will provide critical support and advice to Consumer Wealth Distribution, working closely with Financial Advice stakeholders.
- Key Role:
- The individual in this position will be responsible for providing guidance and expertise to ensure compliance with regulatory requirements and industry standards.
- They will work closely with various stakeholders, including Financial Advice teams, to implement effective compliance strategies and policies.
Your Responsibilities:
- Analyzing complex regulatory requirements and developing strategies to ensure compliance.
- Providing training and guidance to colleagues on compliance procedures and best practices.
- Collaborating with cross-functional teams to identify and mitigate risks associated with non-compliance.
- Developing and maintaining comprehensive compliance reports and dashboards to track progress and identify areas for improvement.
- Bachelor's degree in a related field such as Business, Finance, or Law.
- Minimum 3-5 years of experience in compliance management or a related field.
- Proven track record of ensuring compliance with regulatory requirements and industry standards.
- Excellent analytical and problem-solving skills.
- Strong communication and interpersonal skills.
- A competitive salary package.
- A dynamic and collaborative work environment.
- Ongoing professional development opportunities.
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