
Strategic Compliance Officer
2 days ago
The role of Senior Compliance Manager is a crucial part of the organization's operations, ensuring compliance with all relevant laws and regulations. As a leader in the superannuation and managed funds industry, this position requires an experienced professional to develop, implement, and maintain a comprehensive compliance framework.
Key Responsibilities:- Develop and implement a comprehensive compliance framework that addresses legal and regulatory requirements specific to the organization and the superannuation industry.
- Provide strategic leadership to the compliance team, ensuring they have the resources and guidance needed to fulfill their responsibilities.
- Maintain relationships with regulatory bodies, industry associations, and key stakeholders regarding key compliance matters.
- Establish and manage a compliance monitoring and reporting system to ensure adherence to all compliance obligations.
- Assess potential compliance risks and develop and implement risk mitigation strategies and action plans.
- Work with relevant teams to develop and conduct a compliance training program to ensure awareness and understanding of compliance obligations.
- Review and update compliance policies, procedures, and manuals to reflect changes in regulations, legislation, and industry standards.
This role requires a strong understanding of financial services regulatory frameworks and compliance obligations, as well as experience in developing and implementing compliance strategies and frameworks. If you are a motivated and detail-oriented individual looking for a challenging role in compliance, consider applying for this position.
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Chief Compliance Officer
3 weeks ago
Sydney, New South Wales, Australia Profusion Group Full timeA leading global investment manager with offices in London and Sydney, regulated by the FCA, SEC, and ASIC, and actively engaged in European markets under SFDR, is seeking a highly experienced Chief Compliance Officer (CCO) .Our client is committed to maintaining the highest standards of legal, regulatory, and ethical compliance across all jurisdictions.This...
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Senior Compliance Officer
3 days ago
Sydney, New South Wales, Australia Optiver Full timeJoin to apply for the Senior Compliance Officer role at Optiver. About OptiverOptiver is a global market maker founded in Amsterdam, with offices in London, Chicago, Austin, New York, Sydney, Shanghai, Hong Kong, Singapore, Taipei and Mumbai. Established in 1986, today we are a leading liquidity provider with close to 2,000 employees worldwide, united in...
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Senior Compliance Officer
3 days ago
Sydney, New South Wales, Australia Optiver Full timeJoin to apply for the Senior Compliance Officer role at Optiver.About OptiverOptiver is a global market maker founded in Amsterdam, with offices in London, Chicago, Austin, New York, Sydney, Shanghai, Hong Kong, Singapore, Taipei and Mumbai. Established in 1986, today we are a leading liquidity provider with close to 2,000 employees worldwide, united in our...
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Senior Compliance Officer
6 days ago
Sydney, New South Wales, Australia Optiver Us Llc Full timeOptiver is a global market maker founded in Amsterdam, with offices in London, Chicago, Austin, New York, Sydney, Shanghai, Hong Kong, Singapore, Taipei and Mumbai.Established in 1986, today we are a leading liquidity provider, with close to 2,000 employees in offices around the world, united in our commitment to improve the market through competitive...
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Senior Compliance Officer
3 weeks ago
Sydney, New South Wales, Australia Optiver US LLC Full timeOptiver is a global market maker founded in Amsterdam, with offices in London, Chicago, Austin, New York, Sydney, Shanghai, Hong Kong, Singapore, Taipei and Mumbai. Established in 1986, today we are a leading liquidity provider, with close to 2,000 employees in offices around the world, united in our commitment to improve the market through competitive...
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Senior Compliance Officer
1 day ago
Sydney, New South Wales, Australia Optiver US LLC Full timeOptiver is a global market maker founded in Amsterdam, with offices in London, Chicago, Austin, New York, Sydney, Shanghai, Hong Kong, Singapore, Taipei and Mumbai. Established in 1986, today we are a leading liquidity provider, with close to 2,000 employees in offices around the world, united in our commitment to improve the market through competitive...
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Strategic Compliance Leader
6 days ago
Sydney, New South Wales, Australia beBeeCompliance Full time $120,000 - $175,000Job Overview:This pivotal leadership role involves guiding business units with timely, risk-based regulatory advice and fostering a strong compliance culture.About the PositionWe are seeking a strategic thinker and empathetic leader to join our Risk division as a Compliance Advisory Head. In this hands-on position, you'll be expected to roll up your sleeves...
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Chief Compliance Officer
4 weeks ago
Sydney, New South Wales, Australia Profusion Group Full timeA leading global investment manager with offices in London and Sydney, regulated by the FCA, SEC, and ASIC, and actively engaged in European markets under SFDR, is seeking a highly experienced Chief Compliance Officer (CCO). Our client is committed to maintaining the highest standards of legal, regulatory, and ethical compliance across all jurisdictions.This...
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Chief Compliance Officer
3 weeks ago
Sydney, New South Wales, Australia Profusion Group Full timeA leading global investment manager with offices in London and Sydney, regulated by the FCA, SEC, and ASIC, and actively engaged in European markets under SFDR, is seeking a highly experienced Chief Compliance Officer (CCO). Our client is committed to maintaining the highest standards of legal, regulatory, and ethical compliance across all jurisdictions.This...
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Strategic Compliance Officer
2 days ago
Sydney, New South Wales, Australia beBeeCompliance Full time $120,000 - $150,000Job TitleThe Compliance Manager will provide critical support and advice to Consumer Wealth Distribution, working closely with Financial Advice stakeholders.Key Role:The individual in this position will be responsible for providing guidance and expertise to ensure compliance with regulatory requirements and industry standards.They will work closely with...