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Compliance Officer

2 months ago

North Sydney Council, Australia Pepper Financial Services Group Full time

About the Role

We are seeking a highly skilled Compliance Officer to join our team at Pepper Financial Services Group. The successful candidate will be responsible for ensuring our company's compliance with relevant Anti-Money Laundering (AML) and Counter-Terrorism Financing (CTF) legislation in Australia and New Zealand.

Key Responsibilities

  • Investigate transaction monitoring alerts to identify potential AML/CTF activity or fraudulent behavior.
  • Draft Suspicious Matter Reports for review by the Senior Compliance Manager.
  • Investigate AML/CTF and Financial Crime escalations from business units.
  • Review PEP, Sanctions, and financial crime related screening alerts escalated from business units.
  • Assist in the completion of compliance monitoring to ensure Pepper's policies, practices, and programs are consistently applied throughout the business.

About You

  • Experience in a AML/CTF or Financial Crimes role.
  • Experience within the banking/consumer financial services industry.
  • Ability to multitask and meet multiple deadlines.
  • Strong attention to detail.
  • Advanced written and verbal communication skills.

Our Values

We work by our values of Can Do, Balanced, and Real. These values underpin all that we do and have brought us success.

Our Benefits

  • We believe in a life outside of work and offer a hybrid working model.
  • We recognize and reward strong performance and potential through our Spice Rewards Program.
  • We offer access to a free gym membership with our partners.
  • We offer a referral bonus for successful referrals.
  • We provide parental leave entitlements and flexible options.
  • We offer purchased leave, novated leasing, staff loan rates, and more.