Financial Markets Compliance Officer

2 days ago

Sydney, New South Wales, Australia beBeeRegulatory Full time
Market Integrity Specialist

At the forefront of maintaining a fair, strong and efficient financial system for all Australians, you can be the change that ensures integrity and stability in our markets. Contribute to delivering on key priorities to help maintain the integrity of the financial system and protect consumers from harm.

The Market Infrastructure team is seeking specialists to join the Securities or Derivatives teams. These roles offer the opportunity to contribute to the stability and integrity of Australia's financial markets by assessing market participants, conducting supervision activities, and delivering regulatory outcomes that promote compliance with the law.

Key Responsibilities
  • Identify and implement strategic interventions to support compliance and address misconduct or market integrity risks.
  • Assess the suitability and ongoing appropriateness of financial products admitted to markets and make evidence-based recommendations.
  • Conduct research on market developments and emerging issues to inform regulatory priorities, law reform, and guidance.
  • Draft reports, submissions, presentations, and advice on regulatory matters.
  • Analyze data to inform judgments and monitor sector trends.
  • Engage with internal teams and external stakeholders, including regulated entities and other regulators.
Requirements

You should have tertiary qualifications in commerce, finance, economics, or law, with experience as an analyst in regulatory, corporate, consulting, or academic settings. Knowledge of exchange-traded financial products and market infrastructure is desirable. Strong analytical, communication, and stakeholder engagement skills are essential. Familiarity with relevant legislation and regulatory frameworks is advantageous. Ability to work in a fast-paced environment and contribute to team culture is important.

Indigenous Australians and applicants from diverse backgrounds are encouraged to apply. Benefits include superannuation, additional leave, flexible work arrangements, and professional development support. Applications close at 11:59 pm AEST.

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