Financial Services Regulatory Specialist

2 weeks ago

Cleveland, Queensland, Australia beBeeRegulatoryRisk Full time US$90,000 - US$100,000

Job Overview:

The Regulatory Risk Analyst IV plays a pivotal role in leading the oversight and management of regulatory exam activities across the enterprise, fostering compliance and driving quality assurance.

Main Responsibilities:

  • The position entails overseeing all aspects of regulatory exams, including preparation and interaction with examiners from various agencies.
  • Effective communication with regulatory bodies is crucial to ensure timely responses and adherence to protocols.
  • Strategic management of security aspects related to regulators and information requests is essential.
  • The role involves performing quality control on regulatory processes and documentation, ensuring accuracy and completeness.
  • Oversight of regulatory information distribution and content direction is also a critical aspect of this position.

Requirements:

  • A relevant college degree is mandatory for this role.
  • Candidates should possess 8-10 years of experience in financial services, preferably in risk management or audit roles.
  • Proficiency in Microsoft Office Suite is expected.

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