Senior Compliance Specialist

2 days ago

Melbourne, Victoria, Australia beBeeCompliance Full time $200,000 - $250,000

Job Summary

We are seeking a talented individual to join our Risk and Compliance team.

This role can be based anywhere in Victoria, Australia.

This is a hybrid role that has a requirement of working at least three days a week in the office.

Key Responsibilities

  • Lead, mentor and develop the Regulatory Breach Reporting and Compliance team in the provision of expert compliance advisory services and support on compliance incidents and breach reporting particularly in respect of superannuation, investments, financial advice, administration, insurance, privacy and AML / CTF incidents.
  • Develop and enhance comprehensive incident and breach management frameworks, policies and processes that enable the organisation to effectively manage compliance risks.
  • Conduct compliance assessments of compliance incidents to support the regulatory breach assessment processes. Present compliance assessments to relevant stakeholders and forums as required.
  • Provide compliance advice, insights, themes, trends to key stakeholders including boards, committees and other forums in relation to incidents and breaches.
  • Prepare reports for regulators in respect of investigations, breaches and responding to regulatory requests for information.
  • Lead the governance of relevant forums including preparation of supporting documentation, preparation of minutes and reporting to relevant stakeholders.

Requirements

  • Experienced compliance or legal professional with proven leadership exposure in regulatory compliance, incident and breach management within the Australian financial services industry preferred.
  • Experience working in or providing services to a regulated financial services organisation, with a strong understanding of regulatory obligations in particular superannuation, investments, administration, advice and insurance broking and the ability to interpret and apply associated legislative requirements.
  • Ability to rapidly analyse and communicate complex matters in a commercially sensible way.
  • Ability to provide strategic advice to senior stakeholders on compliance incidents.
  • Excellent presentation, communication and negotiation skills.
  • Sound knowledge and understanding of risk management systems, frameworks and processes particularly in respect of incident and breach reporting.

What Makes You Stand Out

  • Experienced leader in a similar role in the financial services industry.
  • Strong understanding of relevant legislative and regulatory obligations, frameworks, and the relevant industry codes which impact service offerings and solutions. Ability to understand business issues and adopt a pragmatic risk-based approach.

Why Join Our Team

  • Professional development opportunities, interesting work and supportive leaders.
  • A vibrant and inclusive culture where you can work with talented colleagues to create new solutions and have impact for colleagues, clients and communities.
  • Range of career opportunities, benefits and rewards to enhance your well-being.

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