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Regulatory Breach Reporting and Compliance Manager
3 weeks ago
About the Role:
Marsh McLennan is seeking a highly skilled and experienced Regulatory Breach Reporting and Compliance Manager to join our Risk and Compliance team. This is a hybrid role that requires working at least three days a week in the office.
The successful candidate will lead, mentor and develop the Regulatory Breach Reporting and Compliance team in providing expert compliance advisory services and support on compliance incidents and breach reporting.
- Lead the development and enhancement of comprehensive incident and breach management frameworks, policies and processes that enable the organisation to effectively manage compliance risks.
- Undertake compliance assessments of compliance incidents to support the regulatory breach assessment processes.
- Present compliance assessments to relevant stakeholders and forums as required.
- Assist in the provision of compliance advice, insights, themes, trends to key stakeholders including boards, committees and other forums in relation to incidents and breaches.
- Preparation of reporting to regulators in respect of investigations, breaches and responding to regulatory requests for information.
- Lead the governance of relevant forums such as the Significant Incident Review Panel including preparation of supporting documentation, preparation of minutes and reporting to relevant stakeholders.
Requirements:
- Experienced compliance or legal professional with proven leadership exposure in regulatory compliance, incident and breach management within the Australian financial services industry preferred.
- Experience working in or providing services to a regulated financial services organisation, with a strong understanding of regulatory obligations in particular superannuation, investments, administration, advice and insurance broking and the ability to interpret and apply associated legislative requirements.
- Ability to rapidly analyse and communicate complex matters in a commercially sensible way.
- Ability to provide strategic advice to senior stakeholders on compliance incidents.
- Excellent presentation, communication and negotiation skills.
- Sound knowledge and understand of Risk Management systems, frameworks and processes particularly in respect of incident and breach reporting.
What We Offer:
- Professional development opportunities, interesting work and supportive leaders.
- A vibrant and inclusive culture where you can work with talented colleagues to create new solutions and have impact for colleagues, clients and communities.
- A range of career opportunities, as well as benefits and rewards to enhance your well-being.
Working with Us:
Marsh McLennan is committed to creating a diverse, inclusive and flexible work environment. We aim to attract and retain the best people and embrace diversity of age, background, disability, ethnic origin, family duties, gender orientation or expression, marital status, nationality, parental status, personal or social status, political affiliation, race, religion and beliefs, sex / gender, sexual orientation or expression, skin color, or any other characteristic protected by applicable law.
We are committed to hybrid work, which includes the flexibility of working remotely and the collaboration, connections and professional development benefits of working together in the office. All Marsh McLennan colleagues are expected to be in their local office or working onsite with clients at least three days per week.
