Strategic Compliance Specialist
2 days ago
Developing and managing compliance frameworks is a critical aspect of this position. The Compliance Manager will play a key part in delivering compliance advice to ensure the business operates in alignment with policies, procedures, and regulatory obligations.
Key Responsibilities:- Provide expert compliance advisory services in relation to superannuation, investments, financial advice, administration, insurance broking, and other key matters to relevant stakeholders.
- Support the development and enhancement of comprehensive compliance frameworks and policies that enable effective management of compliance risks.
- Ensure establishment and implementation of effective monitoring mechanisms for compliance practices, providing advisory support to assess adherence to organisational policies and regulatory obligations, while identifying areas for improvement.
This role requires close collaboration with colleagues to ensure meeting of regulatory obligations and maintenance of a culture of compliance.
Requirements:- Experience as a compliance professional in a similar role in regulatory compliance or legal areas, preferably in the Australian financial services industry.
- Excellent communication and presentation skills, with the ability to provide pragmatic and strategic advice to senior executives and stakeholders.
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