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Senior Compliance Officer
3 weeks ago
About the Role:
We are seeking an experienced compliance professional to join our team and provide critical business-facing support in the 2nd Line of Defense.
- Support key stakeholders with proactive and reliable compliance advice.
- Develop and sign off materials adhering to relevant regulations.
- Perform regular compliance assessments to identify immediate and emerging risks.
Skill Requirements:
- 5 years of recent experience in Financial Services compliance.
- Strong project management and stakeholder influencing skills.
- Detailed knowledge of laws, regulations, and regulatory guides.
Key Responsibilities:
- Provide expert compliance support to Consumer Wealth Distribution.
- Develop a comprehensive framework for incident management and ongoing monitoring.
- Promote a rigorous approach to compliance across the organization.
Qualifications:
- Degree qualified in Business, Finance, or Law.
- A practical operator who can thrive in a dynamic commercial environment.