Senior Compliance Officer

2 days ago

Sydney, New South Wales, Australia Nuvei Full time
Role Overview

We are seeking a highly skilled and experienced Senior Compliance Officer & MLRO to manage aspects of regulatory compliance and financial crime prevention. This role is critical in ensuring the organisation meets its legal and regulatory obligations, with a particular focus on anti-money laundering (AML), counter-terrorist financing (CTF), and broader conduct risks.

You will act as the Money Laundering Reporting Officer and may also hold responsibility for Compliance Oversight if required.

Key Responsibilities
  • Serve as the primary compliance lead for the Australian business.
  • Ensure compliance with local laws and regulations, including ASIC obligations, AFSL conditions, Corporations Act, and AUSTRAC AML/CTF Rules.
  • Design and implement internal compliance and risk management frameworks.
  • Act as the registered MLRO for Australia and the key point of contact for AUSTRAC.
  • Oversee the full AML/CTF programme, including risk assessments, CDD/EDD, transaction monitoring, sanctions screening, and suspicious matter reporting (SMRs).
  • Prepare and file SMRs with AUSTRAC and respond to any follow-up inquiries or audits.
  • Maintain and update the AML/CTF Program and ensure it remains effective and compliant with regulatory expectations.
  • Prepare and present regular compliance and AML reports to the board and senior management.
  • Lead responses to regulatory reviews, external audits, and internal inspections.
  • Engage with regulators (AUSTRAC, ASIC, etc.) on compliance matters and regulatory developments.
  • Lead on regulatory inspections, audits, and inquiries.
Qualifications
  • 5+ years of experience in compliance, AML/CTF, or regulatory roles within financial services, fintech, or banking, including experience as a registered MLRO or equivalent.
  • In-depth understanding of Australian regulatory frameworks, including AFSL obligations, ASIC RGs, and AUSTRAC AML/CTF regulations.
  • Track record of successfully managing AML/CTF programs, risk frameworks, and reporting obligations.
  • Strong knowledge of international best practices (e.g., FATF, Wolfsberg Principles).
  • Relevant qualifications such as ACAMS, ICA Diploma, or law, finance, or risk degrees preferred.
  • Excellent interpersonal skills, with the ability to influence, advise, and challenge at all levels.

#J-18808-Ljbffr

  • Senior Compliance Officer

    6 days ago

    Sydney, New South Wales, Australia Optiver Us Llc Full time

    Optiver is a global market maker founded in Amsterdam, with offices in London, Chicago, Austin, New York, Sydney, Shanghai, Hong Kong, Singapore, Taipei and Mumbai.Established in 1986, today we are a leading liquidity provider, with close to 2,000 employees in offices around the world, united in our commitment to improve the market through competitive...

  • Senior Compliance Officer

    3 weeks ago

    Sydney, New South Wales, Australia Optiver US LLC Full time

    Optiver is a global market maker founded in Amsterdam, with offices in London, Chicago, Austin, New York, Sydney, Shanghai, Hong Kong, Singapore, Taipei and Mumbai. Established in 1986, today we are a leading liquidity provider, with close to 2,000 employees in offices around the world, united in our commitment to improve the market through competitive...

  • Senior Compliance Officer

    1 day ago

    Sydney, New South Wales, Australia Optiver US LLC Full time

    Optiver is a global market maker founded in Amsterdam, with offices in London, Chicago, Austin, New York, Sydney, Shanghai, Hong Kong, Singapore, Taipei and Mumbai. Established in 1986, today we are a leading liquidity provider, with close to 2,000 employees in offices around the world, united in our commitment to improve the market through competitive...

  • Senior Compliance Officer

    2 days ago

    Sydney, New South Wales, Australia Nuvei Full time

    Role OverviewWe are seeking a highly skilled and experienced Senior Compliance Officer & MLRO to manage aspects of regulatory compliance and financial crime prevention. This role is critical in ensuring the organisation meets its legal and regulatory obligations, with a particular focus on anti-money laundering (AML), counter-terrorist financing (CTF), and...

  • Senior Compliance Officer

    3 days ago

    Sydney, New South Wales, Australia Optiver Full time

    Join to apply for the Senior Compliance Officer role at Optiver.About OptiverOptiver is a global market maker founded in Amsterdam, with offices in London, Chicago, Austin, New York, Sydney, Shanghai, Hong Kong, Singapore, Taipei and Mumbai. Established in 1986, today we are a leading liquidity provider with close to 2,000 employees worldwide, united in our...

  • Senior Compliance Officer

    3 days ago

    Sydney, New South Wales, Australia Optiver Full time

    Join to apply for the Senior Compliance Officer role at Optiver. About OptiverOptiver is a global market maker founded in Amsterdam, with offices in London, Chicago, Austin, New York, Sydney, Shanghai, Hong Kong, Singapore, Taipei and Mumbai. Established in 1986, today we are a leading liquidity provider with close to 2,000 employees worldwide, united in...

  • Senior Compliance Officer

    4 hours ago

    Sydney, New South Wales, Australia beBeeCompliance Full time $99,000 - $110,000

    **Job Title:** Senior Compliance OfficerAbout Us:Grand Pacific Health is a community-based organization providing quality health services. Our mission is to provide equitable healthcare, emphasizing support for vulnerable populations and regional communities. We employ over 400 staff, including qualified professionals and peer workers.**Job Description:**The...

  • Senior Compliance Officer

    3 days ago

    Sydney, New South Wales, Australia beBeeCompliance Full time $120,000 - $180,000

    Job ProfileThe role of Senior Compliance Officer is a critical position, responsible for ensuring adherence to regulatory requirements and industry standards.Develop and implement effective compliance strategies to mitigate risks.Collaborate with internal stakeholders to identify potential compliance issues.Maintain relationships with regulatory bodies and...

  • Compliance Officer

    3 weeks ago

    Sydney, New South Wales, Australia Nayax Full time

    Compliance Officer & Legal Counsel – AU & NZJoin or sign in to find your next job Join to apply for the Compliance Officer & Legal Counsel – AU & NZ role at Nayax Compliance Officer & Legal Counsel – AU & NZ2 days ago Be among the first 25 applicants Join to apply for the Compliance Officer & Legal Counsel – AU & NZ role at Nayax Get AI-powered...

  • Senior Compliance Officer

    4 days ago

    Sydney, New South Wales, Australia Nuvei Full time $90,000 - $120,000 per year

    The world of payment processing is rapidly evolving, and businesses are looking for loyal and strategic partners to help them grow.WE ARE NUVEI. A Canadian fintech company accelerating the business of clients around the world. Nuvei's modular, flexible and scalable technology allows leading companies to accept next-gen payments, offer all payout options and...