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Regulatory Expert for Wealth Management
1 month ago
Perpetual is a leading wealth management business with three distinct brands, including Fordham, Jacaranda financial planning and Priority Life. Our diverse range of capabilities includes strategic advice on superannuation and retirement planning, general investment, asset protection, insurance, tax management, estate planning, aged care, social security, succession planning and philanthropy.
Job Title: Regulatory Expert for Wealth ManagementDescriptionWe are seeking a highly skilled Regulatory Expert to join our LARCCS Division. The successful candidate will work alongside senior stakeholders to drive good risk culture and good risk outcomes across the Perpetual Wealth Management division and Perpetual Group more generally.
Duties- Implement all aspects of the Compliance Risk Management Framework
- Develop and deliver compliance training programs
- Maintain licence management systems
- Conduct compliance monitoring activities
- Assess new business to ensure required licensing is in place
- Provide advisory services on mergers and acquisitions
- Diploma in Financial Planning (DFP); ADFP (Advanced Diploma) – preferable
- FASEA Ethics Course favourable
- Law, finance, accounting or business degree
- Post-graduate qualifications a bonus
- 6+ years' experience in advice compliance roles
- Extensive financial services experience essential
- Strong communicator and relationship manager
- Confident presenter in front of senior stakeholders
- Proven ability to drive good stakeholder outcomes
- Estimated annual salary: AU$120,000 - AU$180,000
- Flexible work arrangements
- Access to LinkedIn learning and study support
- Commitment to supporting professional development
- An annual wellbeing allowance
We are a WGEA Employer of Choice for gender equality since 2018. We have a strong commitment to all aspects of Diversity and Inclusion through a robust 7 pillar strategy. We welcome applications from people from all backgrounds and communities.