Senior Financial Regulations Specialist

1 week ago

Melbourne, Victoria, Australia beBeeCompliance Full time $120,000 - $180,000
About the Role

The Markets Compliance Manager role forms part of the Institutional Operational Risk and Compliance team, providing on-going support to manage NFR Level 2 Risk Themes.

Key Responsibilities
  • Managing Regulatory Change for both Risk Themes
  • Monitoring and reporting activities for both Risk Themes as per the NFR Framework
  • Drafting policy documents and control objectives with stakeholder communication
  • Engagement with stakeholders for implementation and management of both Risk Themes
Additional Responsibilities
  • Providing compliance support and advice to stakeholders navigating complex global regulations
Your Day-to-Day Activities
  • Independent insight and advice to management on strategic decision making and transformation processes
  • Monitoring regulatory changes relevant to Risk Themes as per the NFR Framework
  • Drafting and maintaining policy documents and control objectives ensuring obligations are managed
  • Identifying potential compliance insights/issues from risk profiles, operational risk and compliance events, audit findings, control testing, and QA results
Collaboration and Teamwork
  • Collaborating with Markets/Institutional Operational Risk and Compliance teams for effective delivery of BAU activities and key risk/compliance initiatives
  • Collaborating with Markets Business and other Divisional and Enterprise Operational Risk and Compliance teams for efficient implementation of NFR Framework
Requirements and Skills
  • Knowledge of financial markets regulatory requirements across the global landscape
  • Compliance or similar experience
  • Strong verbal and written communication skills
  • Ability to build and maintain successful relationships
  • Experience monitoring regulatory change and analyzing risk profiles
  • Strong analytical and problem-solving skills
  • In-depth knowledge of Institutional Markets business activities and processes

  • Financial Regulation Expert

    2 weeks ago

    Melbourne, Victoria, Australia beBeeCompliance Full time $120,000 - $150,000

    Compliance Role OverviewThe Compliance Specialist is a vital member of a Risk and Compliance team, providing first-line compliance across regulatory obligations.Responsibilities:Perform daily compliance reviews, assessments, and sign-offs for teams within Fund Services.Conduct compliance assessments on Member Operations incidents in accordance with the...

  • Senior Financial Regulation Lawyer

    2 weeks ago

    Melbourne, Victoria, Australia beBeeFinancialRegulation Full time

    We are seeking an experienced Financial Regulation Lawyer to join our team in a career-enhancing assignment with a large banking client. The ideal candidate will have four years PQE as a Financial Regulation lawyer of commercial lawyer with banking experience.Key Responsibilities:Drafting terms and conditionsReviewing customer facing collateralAdvising on...

  • Financial Regulation Content Specialist

    2 weeks ago

    Melbourne, Victoria, Australia beBeeCompliance Full time $90,000 - $120,000

    Regulatory Compliance SpecialistCUBE is a global RegTech business that defines and implements the gold standard of regulatory intelligence for the financial services industry.We deliver our services through intuitive SaaS solutions, powered by AI, to simplify the complex and everchanging world of compliance for our clients.Why Choose Us:We are a globally...

  • Financial Regulation Specialist

    6 days ago

    Melbourne, Victoria, Australia beBeeAnalysis Full time $93,298 - $103,312

    Job OverviewWe are seeking a diligent professional to play a pivotal role in ensuring the integrity of our financial system and safeguarding consumers.This includes assessing complex applications for Australian Financial Services and Australian Credit licences, thereby upholding the highest standards of regulation and compliance.About the RoleThis is an...

  • Strategic Financial Regulation Specialist

    1 week ago

    Melbourne, Victoria, Australia beBeeFinancialRegulation Full time $105,000 - $135,000

    Key Role: Financial Regulation ManagerThe team within the Department of Treasury and Finance provides economic, financial, and resource management expertise to support the Victorian Government in delivering its policies. Our objective is to excel in financial and economic management to positively impact the lives of all Victorians.

  • Senior Financial Regulation Attorney

    2 weeks ago

    Melbourne, Victoria, Australia beBeeRegulation Full time $220,000 - $230,000

    Job TitleThe Financial Regulation Lawyer will join our team as a key contributor to the success of our Banking clients.This is a parental leave assignment, for approximately 12 months and we are looking for a lawyer to start in January.The work can include drafting terms and conditions, reviewing customer facing collateral and advising on requirements to...

  • Senior Financial Specialist

    2 weeks ago

    Melbourne, Victoria, Australia beBeeFinancial Full time $90,000 - $120,000

    Job Title: Senior Financial SpecialistAbout the Role:This key position involves leading financial processes, ensuring compliance with regulatory requirements, and providing strategic financial guidance to support business growth.Main Responsibilities:Maintain accurate financial records, guaranteeing all transactions are correctly documented.Prepare and...

  • Financial Planner

    1 week ago

    Melbourne, Victoria, Australia Lakeside Financial Full time

    OverviewLakeside Financial is a boutique financial services company dedicated to providing exceptional advice for individuals and businesses on wealth growth and protection. With specialist advisors and a holistic approach across Personal Risk Insurance, Lending, Financial Planning, Wills and Estate Planning, and Accounting, Lakeside Financial delivers...

  • Financial Planner

    2 weeks ago

    Melbourne, Victoria, Australia Lakeside Financial Full time

    OverviewLakeside Financial is a boutique financial services company dedicated to providing exceptional advice for individuals and businesses on wealth growth and protection. With specialist advisors and a holistic approach across Personal Risk Insurance, Lending, Financial Planning, Wills and Estate Planning, and Accounting, Lakeside Financial delivers...

  • Financial Planner

    2 weeks ago

    Melbourne, Victoria, Australia Lakeside Financial Full time

    OverviewLakeside Financial is a boutique financial services company dedicated to providing exceptional advice for individuals and businesses on wealth growth and protection. With specialist advisors and a holistic approach across Personal Risk Insurance, Lending, Financial Planning, Wills and Estate Planning, and Accounting, Lakeside Financial delivers...