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Financial Regulation Expert

2 weeks ago


Melbourne, Victoria, Australia beBeeCompliance Full time $120,000 - $150,000
Compliance Role Overview

The Compliance Specialist is a vital member of a Risk and Compliance team, providing first-line compliance across regulatory obligations.


Responsibilities:
  • Perform daily compliance reviews, assessments, and sign-offs for teams within Fund Services.
  • Conduct compliance assessments on Member Operations incidents in accordance with the Incident Management and Breach Reporting policy.
  • Support projects or initiatives to ensure compliance with relevant legislation, regulations, and Prudential Standards.

Qualifications:
  • Pledge commitment to purposes and values.
  • Minimum three years' experience in financial services compliance and knowledge of financial products and business processes.
  • Experience with and understanding of financial services regulations.
  • Strong knowledge of risk and compliance frameworks.
  • Critical thinker with strong analytical and problem-solving skills.
  • High level of personal integrity and ability to handle confidential matters professionally.

Benefits:

Ongoing learning, coaching, and training opportunities are available. Flexible working arrangements also exist. We champion safety, respect, inclusiveness, and diversity.