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Compliance Risk Management Specialist, Sydney

1 month ago


Sydney, New South Wales, Australia Goldman Sachs Full time

About the Role

As a Compliance Risk Management Specialist at Goldman Sachs, you will play a critical role in ensuring that our business operations are compliant with relevant laws and regulations. This is an exciting opportunity to join a team of professionals who are passionate about maintaining the highest standards of integrity and ethics.

Job Description

The primary responsibility of this role is to provide compliance coverage and support to our business units in Australia. You will work closely with other firm departments, such as Legal, Controllers, Risk, Engineering, Operations and Internal Audit, to ensure that our compliance program is effective and efficient.

Your key responsibilities will include:

  • Monitoring changes in laws and regulations affecting our businesses, and implementing a compliance program to ensure compliance;
  • Formulating appropriate policies, training, testing and monitoring and advisory coverage for the business;
  • Devising and implementing strategic solutions with senior compliance management and other control side departments;
  • Handling regulatory and internal investigations/audits and escalating significant or unresolved issues to senior compliance management and the business units when necessary;
  • Conducting regular compliance training for business unit professionals and supervisors.

Requirements

To be successful in this role, you will need:

  • 1+ years of compliance, legal, audit or other control function experience;
  • Strong analytical skills and ability to exercise judgment and manage execution under pressure;
  • Inquisitive and proactive in identifying risks and proposing solutions;
  • Good interpersonal skills and excellent written communication skills;
  • Ability to work with a variety of senior and junior people, and build strong working relationships;
  • Highest attention to detail;
  • Good team player - one who is able to prioritize in a fast moving, constantly changing environment;
  • Strong analytical and problem solving skills with the ability to exercise sound and balanced judgment;
  • Ability to handle multiple tasks simultaneously and work under tight deadlines.

About Goldman Sachs

We are a leading global investment banking, securities and investment management firm. We are committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally.

Salary Range

$120,000 - $180,000 per annum (depending on experience)