Financial Services Specialist

2 weeks ago


Sydney, New South Wales, Australia Anton Murray Consulting Full time
About the Role

We are seeking an experienced Financial Services Specialist to join our team in Sydney. The ideal candidate will have a strong background in wealth management, private banking, and client onboarding.

Key Responsibilities
  • Support operational processes for CIP KYC and PEP reviews, including reviewing documentation provided by clients and sales teams.
  • Elevate regulatory concerns or exceptions to Managers for further review and discussion.
  • Escalate accounts with high-risk triggers or high-risk accounts for Global Financial Crimes (GFC) signoff.
  • Review and validate the accuracy of values that impact client's ML / TF risk, such as Source of Wealth (SoW) and Total Net Worth.
  • Maintain continuous engagement with Sales teams to share KYC and ML / TF related guidance.
Requirements
  • Bachelor's degree or equivalent education or experience required.
  • At least 3 years' experience in the financial services industry, ideally with previous experience in Risk and Compliance with a private bank, or onboarding/periodic review in a top-tier bank.
  • Strong understanding of global AML/KYC standards, particularly Australian and UK- FSA requirements.
  • Excellent analytical and organisational skills.
  • Strong communication skills to effectively instruct/ advise Sales teams and other stakeholders.
Compensation

The successful candidate can expect a daily rate of approximately $475, plus superannuation, based on prior experience in relevant positions.



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