Current jobs related to Compliance Analyst - Sydney, New South Wales - Janus Henderson U.S.

  • Compliance Analyst

    3 weeks ago

    Sydney, New South Wales, Australia Saxo Bank Full time

    About the Role:Saxo Bank is seeking a highly motivated and detail-oriented Compliance Analyst to join our team in Sydney, Australia. As a Compliance Analyst, you will play a critical role in ensuring that our products and processes meet the spirit of regulatory requirements, while also adding value to the business by translating 'compliance' into good...

  • Risk and Compliance Analyst

    3 weeks ago

    Sydney, New South Wales, Australia Zip Full time

    Job Title: Risk and Compliance AnalystZip is seeking a highly skilled Risk and Compliance Analyst to join our team. As a key member of our compliance team, you will be responsible for identifying and documenting key control indicators for ongoing monitoring of control performance.Key Responsibilities:Work closely with Business Process Analyst, Enterprise...

  • Senior Compliance Analyst

    2 weeks ago

    Sydney, New South Wales, Australia Qantas Full time

    Job DescriptionQantas is seeking a highly skilled Senior Compliance Analyst to join its Technology Risk and Compliance team. This is a permanent opportunity working at our Sydney office, with hybrid working options available.About the RoleAs a Senior Compliance Analyst, you will be responsible for delivering to the compliance management frameworks that apply...

  • Senior Investment Compliance Analyst

    2 weeks ago

    Sydney, New South Wales, Australia Perpetual Full time

    About the OpportunityPerpetual Group, an ASX-listed company, is seeking a skilled Investment Compliance Senior Analyst to join their team in Australia. As a key member of the Investment Compliance team, you will be responsible for creating and implementing Investment Compliance rules, interpreting methodology and calculations, and performing pre and...

  • Senior Accessibility Compliance Analyst

    1 week ago

    Sydney, New South Wales, Australia Canva Full time

    About the RoleWe're seeking an experienced Accessibility Compliance Analyst to join our team at Canva. As a key member of our accessibility team, you'll play a crucial role in ensuring our design tool is accessible to all users.About YouTo be successful in this role, you'll need a strong background in accessibility risk and compliance, with a deep...

  • Senior Accessibility Compliance Analyst

    2 weeks ago

    Sydney, New South Wales, Australia Canva Full time

    Key ResponsibilitiesAs an Accessibility Compliance Analyst at Canva, you will be responsible for owning and building a compliance strategy to mitigate risks in a prioritized and well-reasoned approach, particularly with the upcoming European Accessibility Act.The role requires driving progress with teams by outlining compliance standards and outlining risk...

  • Business Analyst

    3 weeks ago

    Sydney, New South Wales, Australia Anton Murray Consulting Full time

    Job Title: Business Analyst - Risk and Compliance ExpertJob Summary: We are seeking a highly skilled Business Analyst to join our team in Sydney. The successful candidate will have a strong background in risk management and compliance, with experience in implementing operational risk management frameworks, systems, and tools.Key Responsibilities:Provide...

  • Accessibility Compliance Analyst

    4 days ago

    Sydney, New South Wales, Australia Canva Full time

    About the Role:We are seeking a highly skilled Accessibility Compliance Analyst to join our team at Canva. As a key member of our Accessibility Team, you will be responsible for ensuring that our products and services meet the highest standards of accessibility and compliance.Responsibilities:Develop and implement a compliance strategy to mitigate...

  • Compliance Specialist

    4 weeks ago

    Sydney, New South Wales, Australia Saxo Bank Full time

    About Saxo BankSaxo Bank is a leading online trading and investment platform that provides access to global markets for individuals and institutions. With a presence in 15 countries, Saxo Bank offers a wide range of financial products and services, including FX, CFDs, stocks, options, futures, and more.About the RoleWe are seeking a highly motivated and...

  • Investment Compliance Specialist

    1 month ago

    Sydney, New South Wales, Australia Anton Murray Consulting Full time

    Investment Compliance Analyst RoleAnton Murray Consulting is seeking an experienced Investment Compliance Analyst to join their team in Sydney. This is an exceptional opportunity to work with a prominent global firm in their Investment Analytics division.Key Responsibilities:Provide high-level service to clients through regular communication and timely...

  • Investment Compliance Specialist

    3 weeks ago

    Sydney, New South Wales, Australia Anton Murray Consulting Full time

    Investment Compliance Analyst RoleAnton Murray Consulting is seeking a highly skilled Investment Compliance Analyst to join their team in Sydney.This is an exceptional opportunity to work with a prominent global firm in their Sydney office, providing compliance monitoring, Substantial Shareholder monitoring, and investment analytics services.The ideal...

  • Investment Compliance Senior Analyst

    2 weeks ago

    Sydney, New South Wales, Australia Perpetual Full time

    About the RoleWe are seeking a highly skilled Investment Compliance Senior Analyst to join our team in Australia. As a key member of our Investment Compliance team, you will be responsible for creating and implementing Investment Compliance rules as per Investment Management Agreements (IMA) and Investment Strategies.Key responsibilities include:Assisting in...

  • Risk and Compliance Specialist

    4 weeks ago

    Sydney, New South Wales, Australia Zip Full time

    Job Title: Controls AnalystZip is seeking a highly skilled Controls Analyst to join our team. As a Controls Analyst, you will play a critical role in identifying and documenting key control indicators for ongoing monitoring of control performance.Key Responsibilities:Own the identification and documentation of key control indicators for ongoing monitoring of...

  • Compliance Risk Manager

    4 weeks ago

    Sydney, New South Wales, Australia Binance Full time

    Compliance Analyst Role at BinanceThis is a Compliance Analyst position with Binance, a leading global blockchain ecosystem and cryptocurrency infrastructure provider. The company is continuing to grow rapidly, offering excellent career development opportunities.About the RoleBinance is seeking a skilled Compliance Analyst to join their team. The ideal...

  • Compliance and Risk Specialist

    4 weeks ago

    Sydney, New South Wales, Australia Dimensional Fund Advisors Full time

    Job Title: Compliance and Risk AnalystAbout the Role:Dimensional Fund Advisors is seeking a highly skilled Compliance and Risk Analyst to join our team. As a key member of our Compliance and Risk Management Department, you will play a critical role in ensuring the firm's compliance with applicable laws, rules, and regulatory standards.Key...

  • Compliance Operations Specialist

    4 weeks ago

    Sydney, New South Wales, Australia Xe Full time

    About XeXe is a leading provider of currency services and products, including a comprehensive range of currency services and products, including our Currency Converter, Market Analysis, Currency Data API and quick, easy, secure Money Transfers for individuals and businesses.Job SummaryWe are seeking a highly motivated and detail-oriented Compliance...

  • Compliance Operations Specialist

    4 weeks ago

    Sydney, New South Wales, Australia Xe Full time

    About XeXe is a leading provider of currency services and products, including a comprehensive range of currency services and products, including our Currency Converter, Market Analysis, Currency Data API and quick, easy, secure Money Transfers for individuals and businesses.Job SummaryWe are seeking a highly motivated and detail-oriented Compliance...

  • Compliance Operations Specialist

    3 weeks ago

    Sydney, New South Wales, Australia Xe Full time

    About XeXe is a leading provider of currency services and products, including our Currency Converter, Market Analysis, Currency Data API, and quick, easy, secure Money Transfers for individuals and businesses.We leverage technology to deliver these services through our website, mobile app, and by phone. Our team is passionate about making a difference in the...

  • Compliance Expert for Asset Management

    2 days ago

    Sydney, New South Wales, Australia Kaizen Recruitment Full time

    About the RoleWe are seeking a skilled Compliance Analyst to join our team at an Australian-based asset management firm. This is a unique opportunity to step into a newly established position and play a pivotal role in shaping the compliance landscape of a dynamic and expanding organisation.

  • Junior Financial Analyst

    2 months ago

    Sydney, New South Wales, Australia Perigon Group Full time

    Junior Commercial AnalystRare opportunity to join Perigon Group as a Junior Financial Analyst. This role offers a supportive environment with a true work/life balance, including the option to work from home.As a Junior Financial Analyst, you will report to the Commercial Manager, playing a key role in ensuring contractual compliance and delivering financial...

Compliance Analyst

2 months ago

Sydney, New South Wales, Australia Janus Henderson U.S. Full time
Job Summary

We are seeking a highly skilled Compliance Analyst to join our team at Janus Henderson U.S. in a key role that will be responsible for ensuring the company's compliance with regulatory requirements and industry standards.

Key Responsibilities
  • Develop and maintain Australian Risk and Compliance policies to supplement global policies.
  • Establish and implement local compliance monitoring programs to meet Australian regulatory and business conduct requirements.
  • Stay up to date with regulatory developments in Australia and ensure implementation of regulatory changes by the business and in conjunction with the global Regulatory Development team.
  • Execute the local financial crime framework in accordance with Australian regulations in conjunction with the central Financial Crime Compliance team.
  • Assess and mitigate compliance and operational risks associated with new product launches and product changes.
  • Administer Group Compliance policies such as Personal Account Dealing and Gifts and Entertainment policies.
  • Ensure there are robust processes in place for compliance sign-off of marketing materials, due diligence questionnaires and presentations.
  • Review compliance breaches and risk events to ensure they are appropriately remediated, reported and preventative actions are implemented in conjunction with the Operational Risk team.
  • Establish and maintain good working relationships with auditors and local regulators and act as liaison personnel on compliance, regulatory and audit matters.
  • Coordinate company secretarial activities in relation to the Australian entities including to prepare and deliver compliance reporting for local board and committees.
  • Assist to prepare and deliver compliance training for staff in Australia.
  • Collaborate and cooperate with colleagues in Asia, Denver and London.
Requirements
  • 3 to 5 years of compliance experience preferably within the fund management industry (other relevant financial and audit experience may be considered).
  • Good understanding of Australian Corporations Law, ASIC licensing and regulatory requirements for funds management.
  • Strong Excel, Word and PowerPoint skills.
  • Excellent communication skills (both written and verbal), organizational and time management skills.
  • Ability to deal with business units across timezones and regions.
What We Offer

We are committed to an inclusive and supportive environment and believe diversity improves results. We welcome applications from all backgrounds.