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Advisory Expert
3 weeks ago
Job Title: Compliance Advisory Manager
">This role will be based in Sydney or Melbourne and involves working at least three days a week in the office.
">We are seeking an experienced compliance professional to join our Risk and Compliance team.
">- Provide expert compliance advisory services in relation to superannuation, investments, financial advice, administration, insurance broking and other key matters to relevant stakeholders across Marsh McLennan.
- Support the development and enhancement of comprehensive compliance frameworks and policies, and processes that enable the organisation to effectively manage compliance risks.
- Undertake Line 2 activities for obligations management including the maintenance of the obligations library for Marsh McLennan Pacific.
- Ensure the establishment and implementation of effective monitoring mechanisms for compliance practices, providing advisory support to assess adherence to organisational policies and regulatory obligations, while identifying areas for improvement and enhancing compliance measures across the organisation.
- Manage and maintain appropriate financial services and trustee licensing and authorisations of MMC Pacific entities.
- Undertake Line 2 activities for conflicts management including governance, conducting conflicts of interest assessments and preparation of conflicts management plans as required fit and proper requirements including assessments of persons in regulated roles, appointments and removals of Responsible Persons and Responsible Managers.
- Undertake reviews of compliance plans for managed investment schemes.
- Review product disclosure documentation and marketing collateral.
- Conduct training including in respect of on compliance frameworks and policies.
The successful candidate will be able to drive positive outcomes and bring about change within a large organisation, and have in-depth knowledge and understanding of regulatory obligations in relation to superannuation, investments, financial advice, administration and insurance broking.
">We offer a vibrant and inclusive culture where you can work with talented colleagues to create new solutions and have impact for colleagues, clients and communities.