Regulatory Advisor

2 weeks ago

Sydney, New South Wales, Australia beBeeCompliance Full time $120,000 - $150,000
Job Description

The purpose of this role is to assist in the development and implementation of a best-in-class Regulatory, Advisory & Oversight Compliance function within the Oceania region.

You will participate in the development and implementation of effective compliance processes and procedures for the organization in Oceania and ensure timely reporting of all compliance matters.

Key Responsibilities

  • Review compliance procedures, policies, and other related documents against bank rules, regulations, and other legal requirements.

  • Make recommendations and draft necessary amendments and enhancements to compliance policies and procedures to satisfy Oceania regulatory requirements and assist with implementation of policies and procedures.

  • Actively participate in the conceptualisation and strategic formulation of new policies, frameworks, programs, and procedures as it relates to new applicable prudential standards (APRA) and new regulatory guides (ASIC) and other regulatory authorities in Oceania (AUSTRAC, RBNZ, ACCC, etc).

  • Assist with providing comprehensive analysis and guidance to the business to enable compliance with existing and changing regulatory obligations.

  • Assist with providing advice and promoting awareness of compliance risk and regulatory issues with relevant stakeholders.

  • Manage the branch's Fit & Proper Assessment and work closely with internal/external stakeholders on any development.

  • Participate in, and oversee as required, internal and external audits and regulatory audits/visits.

  • Manage and build relationships with internal stakeholders as it relates to Compliance Advisory in Oceania.

  • Lead and drive projects and initiatives and take on additional responsibility as assigned by the Chief Compliance Officer for Oceania from time to time.

  • Manage and engage team members to work in a coherent manner which aligns to the compliance framework in Oceania and the organization's operating model.

Required Skills and Qualifications

At least 2 years' work experience at a financial institution in a role relating to financial services compliance.

Experience in interacting with regulators.

General knowledge, or capacity to acquire knowledge, of the regulatory environment for financial services in Australia and New Zealand.

An ability to apply good sense and judgment in relation to interpretation of regulatory requirements is essential.

This role requires someone who is able to manage multiple priorities and objectives simultaneously.

Ability to work both independently as well as part of a team.

Strong oral and written communication skills are required, together with a willingness and ability to learn.

Benefits

MUFG fosters a highly professional, supportive work environment that enables our employees to help maximize our customers' prosperity.

We focus on building long-term customer relationships and giving back to our communities in order to develop shared and sustainable growth for a better world.

Mitsubishi UFJ Financial Group (MUFG) is an equal opportunity employer.

We view our employees as our key assets as they are fundamental to our long-term growth and success.

MUFG is committed to hiring based on merit and organisational fit, regardless of race, religion or gender.

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