Senior Regulatory Compliance Officer
5 days ago
The successful candidate will have the opportunity to work in a dynamic and challenging role, managing a caseload of complex regulatory matters and projects.
Key Responsibilities:
- Develop and implement legal precedent and knowledge databases to support service delivery objectives.
- Manage a caseload of files within set timeframes, achieving quality outcomes and organisational goals.
- Conduct preliminary inquiries, interviews and onsite assessments in a professional manner, preparing regulatory reports and recommendations.
- Provide regular reports and advice to stakeholders on the status of complaints, investigations and regulatory initiatives.
- Maintain effective working relationships with complainants and agencies, identifying and implementing early resolution strategies.
- Support the achievement of timeliness and quality standards by team members.
- Perform a range of administrative and system activities to ensure the effective functioning of the team.
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Senior Regulatory Advisor
1 month ago
Sydney, New South Wales, Australia Regulatory Affairs Full timeJob Title: Senior Regulatory AdvisorJoin our Regulatory Affairs team as a Senior Regulatory Advisor and play a pivotal role in ensuring compliance at The Star. As a key member of our team, you will be responsible for supporting the business in understanding their regulatory obligations and assisting in progressing business initiatives for approval.About the...
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Compliance Officer
2 days ago
Sydney, New South Wales, Australia TMGM Full time{"Responsibilities": [{"title": "Regulatory Compliance Management", "content": "Manage regulatory and licensing matters, including licensing application, variation, and related licensing reporting requirements."}, {"title": "Compliance Point of Contact", "content": "Serve as the primary point of contact for all compliance-related inquiries and issues...
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Regulatory Compliance Officer
2 days ago
Sydney, New South Wales, Australia MARS Recruitment Full timeMars Recruitment is seeking a highly skilled Regulatory Compliance Manager to support regulatory adherence in a leading financial services organisation.Key Responsibilities:Conduct research on legal and compliance issues, and manage regulatory updates and changes in a project management capacity.Coordinate and prepare regulatory registration and reporting...
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Compliance Officer
3 weeks ago
Sydney, New South Wales, Australia TMGM Full timeCompliance Officer Role at TMGMTMGM, a leading online trading and investment services provider, is seeking a Compliance Officer to join its team. As a key member of the compliance department, you will be responsible for ensuring the company's adherence to regulatory requirements and standards.The ideal candidate will have a strong background in finance, law,...
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Compliance Officer
3 weeks ago
Sydney, New South Wales, Australia InterSystems Full timeJob SummaryThe Compliance Officer plays a critical role in ensuring InterSystems' adherence to all applicable laws, regulations, and the company's code of ethical conduct. This position involves monitoring compliance activities, conducting audits, and investigating potential compliance violations.Key ResponsibilitiesMonitoring and Enforcement:Monitor the...
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Compliance Officer
3 weeks ago
Sydney, New South Wales, Australia InterSystems Full timeJob SummaryThe Compliance Officer plays a critical role in ensuring InterSystems adheres to all applicable laws, regulations, and the InterSystems code of ethical conduct. This position involves monitoring compliance activities, conducting audits, and investigating potential compliance violations.ResponsibilitiesMonitoring and EnforcementMonitor the...
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Compliance Officer
2 weeks ago
Sydney, New South Wales, Australia TMGM Full timeAbout TMGMTMGM is a leading online trading and investment services provider, proudly serving as Chelsea FC's Official Regional Online Forex and Trading Partner in Asia Pacific. With a global presence and offices spanning three continents, TMGM has earned its reputation as a trusted CFD trading provider.Our Commitment to ExcellenceWe embody excellence through...
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Regulatory Compliance Specialist
1 week ago
Sydney, New South Wales, Australia Independent Reserve Full timeWe are seeking a talented Regulatory Compliance Officer to join our Sydney team at Independent Reserve. Reporting to the Chief Risk Officer, you will use your legal training and experience to manage the digital token listing and review process across the Group.About the RoleAs a Regulatory Compliance Officer, you will be responsible for conducting digital...
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Regulatory Compliance Manager
1 month ago
Sydney, New South Wales, Australia ClearCompany Full timeAbout This RoleWe are seeking a highly skilled Regulatory Compliance Manager to join our team at Xe. As a key member of our Compliance department, you will play a critical role in ensuring our Compliance framework is aligned with regulatory requirements and internal policies.Key ResponsibilitiesOversight of the Compliance Monitoring Program, ensuring...
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Regulatory Compliance Specialist
4 weeks ago
Sydney, New South Wales, Australia Independent Reserve Full timeRegulatory Compliance OfficerWe are seeking a highly skilled Regulatory Compliance Officer to join our Sydney team at Independent Reserve.About the RoleAs a Regulatory Compliance Officer, you will be responsible for managing the digital token listing and review process across the Group. You will work closely with the Chief Risk Officer and collaborate with...
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Regulatory Compliance Specialist
3 weeks ago
Sydney, New South Wales, Australia Gaming Laboratories International Full timeRegulatory Compliance SpecialistSydney, AustraliaGaming Laboratories International (GLI) is seeking a Regulatory Compliance Specialist to join our global Client Services team based out of our Western Sydney office.Key Responsibilities:Provides customer service and support to regulators in the Asia Pacific (APAC) region.Identifies strategic technical and...
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Regulatory Compliance Manager, APAC
3 weeks ago
Sydney, New South Wales, Australia Stripe Full timeAbout the RoleStripe is seeking a highly skilled Regulatory Compliance Manager to join our APAC team. As a key member of our compliance team, you will be responsible for implementing and maintaining a robust regulatory compliance program in Australia and New Zealand.Key ResponsibilitiesCreate, manage, and maintain compliance policies, procedures, registers,...
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Regulatory Compliance Specialist
2 months ago
Sydney, New South Wales, Australia Independent Reserve Full timeRegulatory Compliance OfficerWe are seeking a highly skilled Regulatory Compliance Officer to join our Sydney team at Independent Reserve. As a key member of our compliance team, you will play a critical role in ensuring our digital token listing and review process meets the highest standards of regulatory compliance.Key Responsibilities:Conduct thorough...
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Compliance Manager
4 weeks ago
Sydney, New South Wales, Australia HCF - Risk, Legal & Compliance Full timeAbout the RoleWe are seeking a highly skilled Compliance Manager to join our team at HCF - Risk, Legal & Compliance. As a key member of our compliance team, you will play a critical role in ensuring that our organization meets all regulatory, legislative, and business requirements.Key ResponsibilitiesDevelop and implement effective compliance management...
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Regulatory Compliance Specialist
1 day ago
Sydney, New South Wales, Australia Crawford & Company Full timeAbout Our TeamCrawford is a company that values its people. We hire for attitude and train for skill, offering a supportive and positive work environment where our people can develop their skills and expertise to thrive in their role.About the OpportunityWe are seeking a Regulatory Compliance Specialist to join our team. This is a permanent, full-time...
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Sydney, New South Wales, Australia Goldman Sachs Full timeGlobal Compliance RoleAt Goldman Sachs, we are seeking a highly skilled Regulatory Compliance Specialist for our Sydney office. This individual will play a key role in preventing, detecting, and mitigating compliance, regulatory, and reputational risk across the firm.Your ResponsibilitiesCoordinate responses to regulatory inquiries, inspections, and...
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Regulatory Compliance Manager
3 weeks ago
Sydney, New South Wales, Australia Xe Full timeAbout XeXe is a leading provider of currency services and products, including a Currency Converter, Market Analysis, Currency Data API, and secure Money Transfers for individuals and businesses. We leverage technology to deliver these services through our website, mobile app, and by phone.About the RoleThe Regulatory Compliance Manager is responsible for...
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Regulatory Compliance Manager
2 weeks ago
Sydney, New South Wales, Australia Xe Full timeAbout XeXe is a leading provider of currency services and products, including a Currency Converter, Market Analysis, Currency Data API, and quick, easy, secure Money Transfers for individuals and businesses.About the RoleThe Regulatory Compliance Manager is responsible for ensuring Xe's Compliance framework complies with regulatory requirements and internal...
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Regulatory Compliance Manager
3 weeks ago
Sydney, New South Wales, Australia Xe Full timeAbout XeXe is a leading provider of currency services and products, including a Currency Converter, Market Analysis, Currency Data API, and secure Money Transfers for individuals and businesses.About the RoleThe Regulatory Compliance Manager will assist in ensuring Xe's Compliance framework complies with regulatory requirements and internal policies. This...
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Regulatory Compliance Specialist
3 weeks ago
Sydney, New South Wales, Australia Independent Reserve Full timeRegulatory Compliance OfficerWe are seeking a highly skilled Regulatory Compliance Officer to join our Sydney team. Reporting to the Chief Risk Officer, you will utilize your legal expertise to manage the digital token listing and review process across the Group. You will also collaborate with the Compliance teams in Singapore and Australia as required.Key...