
Leading Regulatory Compliance Expert
2 days ago
Compliance leadership opportunities abound for seasoned professionals seeking to drive regulatory excellence in Australia.
About the Role- The successful candidate will be responsible for managing and overseeing local programs and compliance initiatives, ensuring adherence to all applicable laws and regulations.
- Key responsibilities include advising on new product development and business structures to ensure alignment with local laws and regulations, as well as monitoring service provider SLAs to guarantee high-quality service delivery.
- Additional duties may include handling internal and external disputes, providing guidance on regulatory compliance obligations, and leading a team of experts in financial services compliance.
To succeed in this role, applicants must possess a minimum of 10 years' experience in financial services compliance, including leadership and management skills. A working knowledge of AFSL obligations, derivatives compliance, and associated reporting is essential. RG146 compliance and ACAMS certification are highly desirable.
Key Requirements:
- Minimum 10 years' experience in financial services compliance
- Leadership and management skills
- Working knowledge of AFSL obligations, derivatives compliance, and associated reporting
- RG146 compliance and ACAMS certification (highly desirable)
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