Stockbroking Dealers Assistant

2 weeks ago

Adelaide, Australia Anton Murray Consulting Full time

Overview

Wealth Management

Contract or Temporary

Our client is a global financial institution seeking a Dealers Assistant / CSM to join their wealth management/stockbroking department in their Adelaide office to support an experienced private client adviser and their HNW clients.

This is an initial 12-month contract with view to go permanent for good performance, stepping into an associate adviser role.

The role will be directly supporting private client advisers, liaising with their clients, placing equity trades on clients' behalf and providing further operational assistance to the team.

The ideal background will be someone with around 3+ years’ experience in equity markets operations / client services or preferably coming from another dealing assistant / adviser assistant role.

Responsibilities

- Facilitation of all administrative client queries
- Client on-boarding, including preparation of account documentation, creation of client record
- Arrange and assist with maintenance of client account and records, in line with current AML/CTF, KYC Regulations
- Prioritise competing adviser requests in a fast-paced environment
- Establish and maintain relationships with other internal stakeholders and departments
- Participate in process development initiatives to increase efficiencies
- Adhere to Company policies and procedures, regulatory and legislative requirements

Desired Qualifications and Experience

- Recognised industry studies and/or tertiary degree
- RG146 – if not held already it is a requirement to study towards
- Experience in a similar role within stockbroking, wealth management or financial planning required – CSM, Dealer assistant, Adviser assistant etc

Ideal Candidate Profile

- Strong literacy and numeracy abilities a must
- Fundamental knowledge of the financial industry, including advice process, markets, and industry
- High attention to detail and organisational skills
- High level of resilience and strong prioritising and time management skills

#J-18808-Ljbffr

  • Stockbroking - Dealers Assistant

    4 weeks ago

    Adelaide, Australia Anton Murray Consulting Full time

    Wealth Management Permanent Our client is a global financial institution seeking a dealer's assistant to join their Australian wealth management/stockbroking department servicing their HNW clients in their Adelaide office. As part of the client-facing advisory team, the role will be directly supporting private client advisers, and the broader investment,...

  • Client Administration Officer

    3 days ago

    Adelaide Region SA, Australia Taylor Collison Full time

    Leading stockbroking firm with prestigious client base - Full time permanent opportunity, working in Adelaide CBD - Diverse and challenging role within a supportive and social team - Adelaide, SA **About the Company** Taylor Collison is an independent stockbroking and investment advisory firm, specialising in institutional, private broking, and portfolio...

  • Parts Interpreter

    3 days ago

    Adelaide, Australia Commercial Motor Vehicles Pty Ltd. Full time

    About the company CMI Toyota has been established since 1963 and is one of the most highly regarded Toyota dealers in the country. As South Australia's number one Toyota dealer we pride ourselves on our commitment to customer service while providing an excellent working environment with an enviable culture. CMI Toyota is a subsidiary the CMV Group of...

  • Accounts Officer

    7 days ago

    Adelaide, South Australia LJW Employment Solutions Full time $75,000 - $85,000 per year

    Accounts Officer - Automotive Dealer - Adelaide SALarge independent motor dealerAdelaide - Northern suburbs office location with convenient parkingFull-time role with flexible hours and competitive salary NEGAbout the employerA South Australian owned and operated independent automotive dealer.About the roleThis is a full-time office-based role with flexible...

  • Customer Experience Administrator

    2 weeks ago

    Adelaide, Australia Commercial Motor Vehicles Pty Ltd. Full time

    About the company CMI Toyota has been established since 1963 and is one of the most highly regarded Toyota dealers in the country. As South Australia's number one Toyota dealer we pride ourselves on our commitment to customer service while providing an excellent working environment with an enviable culture. CMI Toyota is a subsidiary the CMV Group of...

  • Automotive Trades Assistant

    3 days ago

    Adelaide, South Australia CMV Group Full time $45,000 - $60,000 per year

    Who is CMI Toyota? CMI Toyota has been operating since 1963 and is one of the most highly recognised, top performing dealerships in Australia. As South Australia's number one Toyota dealer, we pride ourselves on our commitment to an exceptional customer experience whilst providing our team with an excellent working environment and enviable culture. CMI...

  • Warranty and Invoicing Clerk

    2 weeks ago

    Adelaide, Australia Commercial Motor Vehicles Pty Ltd. Full time

    About the company CMI Toyota has been established since 1963 and is one of the most highly regarded Toyota dealers in the country. As South Australia's number one Toyota dealer we pride ourselves on our commitment to customer service while providing an excellent working environment with an enviable culture. CMI Toyota is a subsidiary the CMV Group of...

  • Customer Service Support 3

    5 days ago

    Adelaide Region SA, Australia Topcon Positioning Systems Full time

    Topcon Precision Agriculture (TPA) is a subsidiary of Topcon Positioning Systems Inc. (TPS). TPA develops and manufactures leading-edge satellite positioning and guidance systems, electronic controls, mapping, monitoring, and land leveling solutions for agriculture. The Customer Service Administrator is responsible for providing customer service to Dealers...

  • Service Advisor

    1 day ago

    Adelaide, South Australia Cummins Talent Acquisition Full time $60,000 - $80,000 per year

    We are looking for a talented Service Advisor to join our Adelaide branch. This role could suit a diesel mechanic wanting to come off the tools and expand their career or someone who has worked with automotive and/or mining clients in a site planning role. A passion and understanding for all things mechanical is essential. This role currently  operates...

  • Storeperson / Dispatch

    2 weeks ago

    Adelaide, South Australia Maxilift Australia Pty Ltd Full time $40,000 - $60,000 per year

    MAXILIFT AUSTRALIA – With world leading brands and a commitment to excellent customer service, Maxilift Australia are a major Australian dealer for Vehicle Loading Equipment.Maxilift - Leading the market in small cranes for 25 yearsTommyGate - Niche product with amazing potentialUNIC - The superior straight liftEffer - World Leader in large Knuckle...