▷ (Urgent) Wealth Management - KYC Periodic Review Associate - 12-month contract

3 days ago

Council of the City of Sydney, Australia Anton Murray Consulting Full time

Sydney

Wealth Management

Contract or Temporary

Our client is a global tier-one Wealth Management firm seeking an experienced KYC Periodic Review Associate to join their Sydney Account Management Team on an initial 12-month contract.

Theideal candidate will have wealth management / Private banking / client onboarding /KYC experience from a global firm and ideally some understanding of UK FSA regulations alongside Australian regulations.

Key Responsibilities:

This role is broadly responsible for supporting all operational processes for the CIP KYC and PEP reviews, including:

- Reviewdocumentation provided by clients and sales
- Escalate regulatory concerns or exceptions to Managers for further review and discussions
- Escalate accounts with high-risk triggers or high-risk accounts for Global Financial Crimes (GFC) signoff
- Review and validate the accuracy of values that impact client’s ML / TF risk, such as Source of Wealth (SoW) and Total Net Worth
- Continuous and active engagement with Sales teams to share KYC and ML / TF related guidance
- Ensure periodic review and relevant approval records are retained properly in internal database and monitor the receipt of any outstanding documentation within required timeframe

Desired Experience/Qualifications:

- Bachelor’s degree or equivalent education or experience required
- At least 3 years’ experience in the financial services industry, ideally with previous experience in Risk and Compliance with a private bank, or onboarding/periodic review in a top-tier bank
- Understanding of global AML/KYC standards, in particular Australian and UK- FSA requirements
- Strong analytical and organisational skills
- Strong communication skills to effectively and clearly instruct/ advise Sales teams and other stakeholders
- Ability to articulate issues concisely and effectively
- Able to work both independently and with a team in a dynamic environment with high pressure on timeliness and quality of deliverables
- Impressive knowledge of KYC documentation, industry regulations and best practices

This role will pay approximately $450-550 per day plus super, depending on prior experience in relevant positions.

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