Compliance Manager
4 weeks ago
About the Company
A leading domestic Fintech trading platform with a strong focus on development, support and flexibility.
About the role:
Responsibilities include:
- Ensure compliance with regulations and internal policies
- Oversee audits, licensing, and regulatory reporting
- Review products and third parties for compliance risks
- Manage incidents and provide compliance training
- Stay updated on regulatory developments
About the you:
You are:
- 3–5 years of compliance experience in asset or wealth management
- Strong knowledge of trading systems, custody operations, KYC/AML, and investment advisory regulations
- Proven ability to assess and mitigate risk in dynamic, tech-driven environments
- Excellent verbal and written communication skills, with the ability to explain complex regulatory matters clearly
- Bachelor's degree in Law, Finance, Business, or a related field; JD, CAMS, or other relevant certifications a plus
Aboriginal and Torres Strait Islander Peoples are encouraged to apply.
To apply please click apply or call Davy Culliton on 02 8289 3172 for a confidential discussion.
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